Intercontinental Exchange (ICE)

Company ID: 249 | CIK: 0001571949
10-Q view:
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Segments are charted by their disclosed metrics (revenue, segment profit, etc.). Each line is a single segment. Reconciliation/corporate items are excluded. Major customers are shown as a percentage of revenue. Operational KPIs are grouped by metric concept; sub-metrics appear as separate lines.

Geographic Segments

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Business Unit / Product Segments

Major Customers (% of Revenue)

Operational KPIs

Equity options rate per contract (arpu)

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Annual Subscription Value (arr)

ETF Assets Under Management (aum)

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Deferred revenue (backlog)

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Clearing houses operated (capacity)

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Listed companies (customers)

CDS notional cleared (gmv)

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Employees (headcount)

Total cash market share matched (market_share)

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Agricultural and metals rate per contract (other)

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Average daily trading and clearing revenues (other)

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Average daily volume (other)

Brent crude futures and options volume (other)

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CDS Cleared Notional (other)

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CDS Cleared Notional Value (other)

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CDS Notional Cleared (other)

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CDS Notional Value Cleared (other)

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CDS cleared notional (other)

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CDS cleared notional value (other)

CDS instruments cleared (other)

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CDS notional cleared (other)

CDS notional traded (other)

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CDS notional value cleared (other)

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CDS open interest (other)

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CDS trade execution notional (other)

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CEO pay ratio (other)

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CEO total compensation (other)

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Capital raised (other)

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Capital raised in IPOs (other)

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Capital raised on NYSE (other)

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Cash Equities Rate Per Contract (other)

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Cash and invested clearing deposits (other)

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Cash and invested margin deposits (other)

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Cash equities ADV (other)

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Cash equities average daily volume (other)

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Cash equities handled volume (other)

Cash equities market share (other)

Cash equities matched volume (other)

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Cash equities rate per contract (other)

Cash equities revenue capture (other)

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Cash equities volume (other)

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Cash handled volume (other)

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Cash margin and guaranty fund deposits (other)

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Cash margin and guaranty funds (other)

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Cash market share (other)

Cash market share matched (other)

Cash products revenue capture (other)

Cash revenue capture (other)

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Central clearing houses (other)

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Clearing collateral deposits (other)

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Clearing collateral received (other)

Clearing exposure estimate (other)

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Clearing house collateral (other)

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Clearing house collateral received (other)

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Clearing house exposure (other)

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Clearing houses (other)

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Clearing houses operated (other)

Clearing houses owned or operated (other)

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Clearing margin and guaranty fund deposits (other)

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Clearing margin deposits (other)

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Clearing member cash deposits (other)

Clearing member collateral (other)

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Collateral received (other)

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Committed Repo facilities (other)

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Common Shares Outstanding (other)

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Common Stock Outstanding (other)

Common shares outstanding (other)

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Common stock outstanding (other)

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Connected trading venues (other)

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Contracts traded (other)

Crude futures market share (other)

Deferred revenue (other)

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Deferred revenue balance (other)

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Dividends per share (other)

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ETF market share (other)

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Emissions and other energy futures and options volume (other)

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Energy rate per contract (other)

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Equity Options Rate Per Contract (other)

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Equity options ADV (other)

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Equity options average daily volume (other)

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Equity options market share (other)

Equity options rate per contract (other)

Equity options revenue capture (other)

Equity options volume (other)

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Evaluated prices coverage (other)

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Exchange rebates (other)

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Female officer representation (other)

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Financial rate per contract (other)

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Fixed income evaluated prices (other)

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Fixed income securities priced (other)

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Full-time sales personnel (other)

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Futures rate per contract (other)

Gasoil futures and options volume (other)

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Global crude futures market share (other)

Global exchanges (other)

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Global exchanges operated (other)

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Global oil futures market share (other)

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Guaranty fund contributions (other)

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Guaranty fund deposits (other)

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Handled volume (other)

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ICE Futures Abu Dhabi open interest (other)

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IPO Capital Raised (other)

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IPO market value listed (other)

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IPO proceeds raised (other)

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IPOs listed (other)

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Interest rates futures and options volume (other)

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Liquidity and routing payments (other)

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Listed companies (other)

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Listed company market capitalization (other)

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Listed market capitalization (other)

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Margin and guaranty fund collateral (other)

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Margin and guaranty fund deposits (other)

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Margin deposits (other)

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Margin deposits and guaranty funds (other)

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Market share (other)

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Matched market share (other)

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Matched volume (other)

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Maximum clearing exposure (other)

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Maximum clearing house exposure (other)

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Maximum estimated clearing exposure (other)

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Maximum estimated exposure (other)

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Median employee pay (other)

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Minority officer representation (other)

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Mortgage network population coverage (other)

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NYSE Cash Equities Market Share (other)

NYSE Cash Market Share (other)

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NYSE Equity Options Market Share (other)

NYSE Equity Options Share (other)

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NYSE IPO Market Value (other)

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NYSE IPOs (other)

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NYSE Market Share (other)

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NYSE Share of Total Equity Options (other)

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NYSE cash equities market share (other)

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NYSE cash equities market share matched (other)

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NYSE cash handled volume (other)

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NYSE cash market share (other)

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NYSE cash market share matched (other)

NYSE equity options market share (other)

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NYSE equity options volume (other)

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NYSE share of U.S. equity options (other)

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NYSE share of equity options (other)

NYSE share of total equity options (other)

Natural gas futures and options volume (other)

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Net notional of unsettled contracts (other)

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Net notional unsettled contracts (other)

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Net notional value of unsettled contracts (other)

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Net unsettled contracts notional (other)

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Network connectivity (other)

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Network data sources (other)

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Network trading venues (other)

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New issuer listings (other)

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New issuers listed (other)

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New listing proceeds (other)

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New listings (other)

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Non-cash collateral (other)

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Non-cash collateral held (other)

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Non-cash sovereign collateral held (other)

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Non-transaction revenue share (other)

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Notional value of CDS cleared (other)

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Number of Reportable Segments (other)

Open Interest (other)

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Open interest (other)

Original margin and guaranty fund deposits (other)

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Original margin deposits (other)

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Other agricultural and metals futures and options volume (other)

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Other financial futures and options volume (other)

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Other oil futures and options volume (other)

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Power futures and options volume (other)

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Rate per contract (other)

Recurring revenue share (other)

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Recurring revenues (other)

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Reference data instruments (other)

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Reference data instruments covered (other)

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Regulated exchanges (other)

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Regulated exchanges operated (other)

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Revenue capture (other)

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Revenue capture rate (other)

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S&P 500 Companies Listed on NYSE (other)

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S&P 500 companies listed (other)

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Section 31 fees (other)

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Securities evaluated daily (other)

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Securities with evaluated pricing (other)

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Simultaneous active connections (other)

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Stockholder engagement coverage (other)

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Sugar futures and options volume (other)

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Total Open Interest (other)

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Total cash market share matched (other)

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Total clearing house collateral (other)

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Total futures and options volume (other)

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Total open interest (other)

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Trading venues connected (other)

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Transaction rebates (other)

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Transaction revenues net (other)

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Transaction-based revenue share (other)

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U.S. cash market share (other)

U.S. cash market share matched (other)

U.S. cash revenue capture (other)

U.S. cash volume handled (other)

U.S. equity options rate per contract (other)

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U.S. equity options volume (other)

Unsettled contract notional (other)

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Unsettled contracts notional (other)

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Contracts traded (production_volume)

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Clearing Houses (properties)

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Revenue retention rate (retention)

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Revenue, Remaining Performance Obligation, Amount (rpo)

Office space (square_footage)

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Equity options volume (throughput)

NYSE Cash Equities Volume (transactions)

Equity options volume (units_shipped)

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Concurrent Connections (users)

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Human capital disclosures. Workforce totals and demographics are point-in-time. Flow metrics use the year-to-date period for 10-Q and full year for 10-K. Workforce actions (RIFs, restructurings, acquisition-related changes) are listed in the table at the bottom.

Workforce Totals

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Demographics

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Workforce Breakdowns

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HCM Metrics — Point-in-Time

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HCM Metrics — Flow (Annual / YTD)

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Workforce Actions

Period EndTypeStatusAffected% WorkforceAnnouncedExpected CompletionGeographySegment / FunctionChargeSourceNote
2026-06-30restructuringin_progressMortgage TechnologyMD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Headcount decline attributed to reductions tied to Black Knight acquisition synergies; no employee count or charge disclosed
2026-06-30acquisition_additionannounced2026-07-29Fixed Income and Data Servicessubsequent_events
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Definitive agreement to acquire MarketAxess Holdings Inc. for approximately $6.0 billion ($167/share) in cash; expected to close in first half of 2027; no headcount disclosed
2026-03-31restructuringin_progressMortgage TechnologyMD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
MD&A attributes the year-over-year headcount decline to reductions tied to Black Knight acquisition synergies; no affected-employee count, charge, or timeline disclosed in this filing.
2025-12-31restructuringin_progressGlobalMortgage Technology (Black Knight integration)USD 70 (millions)MD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Headcount reductions in 2025 tied to Black Knight acquisition synergies; no employee count disclosed. Related acquisition/integration costs were $70M in 2025 (vs. $104M in 2024), covering integration expenses broadly rather than severance specifically.
2025-12-31restructuringcompletedGlobalAll SegmentsItem 1_Business
f5-10k / Qwen3.6-27B-Q8_0
Headcount slightly decreased in 2025 from 2024 due to headcount reductions in conjunction with realizing synergies from the Black Knight acquisition.
2025-09-30restructuringin_progressMD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Filer attributes the slight year-over-year headcount decline (12,844 vs. 12,900) to headcount reductions tied to Black Knight acquisition synergies; no affected-employee count, charge, or timeline disclosed.
2025-06-30restructuringin_progressGlobalMortgage Technology (Black Knight integration)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
MD&A attributes the year-over-year headcount decline to reductions tied to Black Knight acquisition synergies; no count, date, or charge disclosed in this filing.
2024-09-30restructuringin_progressMortgage Technology (Black Knight)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Filer attributes the year-over-year headcount decline (12,900 vs. 13,107) to headcount reductions at Black Knight as acquisition synergies are realized; no affected-employee count, dates, or severance charge disclosed.
2023-12-31acquisition_additioncompleted2023-09-052023-09-05United StatesMortgage Technologybusiness_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Acquisition of Black Knight completed 2023-09-05; headcount added not explicitly disclosed. MD&A notes headcount rose from 8,911 to 13,222 primarily due to this acquisition.
2023-12-31divestiture_reductioncompleted2023-09-142023-09-14United StatesMortgage Technologybusiness_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Sale of Black Knight's Optimal Blue and Empower LOS businesses to Constellation Software subsidiaries; headcount removed not disclosed.
2023-12-31acquisition_additioncompleted2023-09-052023-09-05GlobalMortgage TechnologyItem_1_Business
f5-10k / Qwen3.6-27B-Q8_0
Acquisition of Black Knight contributed to headcount increase from 8,911 in 2022 to 13,222 in 2023. Specific headcount added not disclosed.
2023-09-30acquisition_additioncompleted2023-09-052023-09-05United StatesMortgage Technologybusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Acquisition closed September 5, 2023; no employee count disclosed. MD&A attributes the 48% increase in employee headcount primarily to this acquisition.
2023-09-30divestiture_reductioncompleted2023-09-142023-09-14United StatesMortgage Technologybusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Optimal Blue and Empower LOS businesses sold to Constellation Software subsidiaries; no employee count disclosed. $28 million of replacement restricted stock awards accelerated for the period from acquisition date through the divestiture date.
2023-09-30acquisition_additioncompleted2023-09-05GlobalMortgage TechnologyMD&A
f5-10q / Qwen3.6-27B-Q8_0
Headcount increased primarily due to the acquisition of Black Knight, Inc. on September 5, 2023. Specific headcount added not disclosed.
2022-12-31acquisition_additioncompletedESG business and new marketsother
f5-10k / MiMo-V2.6-Flash-fp8-HTML
2022 acquisitions of risQ, essDocs and Urgentum cited as CEO achievements; headcount added through these acquisitions not disclosed.
2022-12-31acquisition_additionannouncedUnited StatesMortgage servicesother
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Announced acquisition of Black Knight, Inc. had not closed as of the January 2023 Compensation Committee meeting; announcement date and headcount impact not disclosed in this filing.
2022-09-30othercompleted6082021-10-15GlobalBakkt Holdings, Inc. (deconsolidated subsidiary)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
608 Bakkt employees removed from consolidated headcount upon deconsolidation (Bakkt treated as an equity method investment from Q4 2021). Disclosed in this filing as the primary driver of the year-over-year headcount decline; the deconsolidation itself occurred outside the current reporting period.
2022-06-30acquisition_additionannounced2022-05-042023-06-30United StatesMortgage TechnologyMD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Merger agreement announced May 4, 2022; valued at approximately $13.1 billion ($85 per share), expected to close in the first half of 2023 subject to regulatory approvals. Filer does not disclose Black Knight headcount or any workforce integration figures.
2022-03-31divestiture_reductioncompleted3592021-10-15Bakkt (deconsolidated subsidiary)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
MD&A attributes part of the year-over-year headcount change to 359 fewer Bakkt employees following Bakkt's deconsolidation (merger closed 2021-10-15); no severance charge disclosed.
2022-03-31acquisition_additionannounced6,5002022-05-042023-06-30United States (Jacksonville, Florida)Mortgage TechnologyUSD 13,100 (millions)subsequent_events
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Definitive agreement to acquire Black Knight announced 2022-05-04, valued at ~$13.1 billion ($85/share, 80% cash / 20% stock), expected to close in first half of 2023. Count reflects Black Knight's disclosed headcount of approximately 6,500 employees, not a confirmed addition to ICE headcount. Expected completion date is an approximation of 'first half of 2023'.
2022-03-31othercompleted12022-03-14Executive leadershipother
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Transition and Separation Agreement dated 2022-03-14 between Intercontinental Exchange Holdings, Inc. and David S. Goone; single-executive separation, no severance amount disclosed in this filing.
2021-12-31divestiture_reductioncompleted2021-10-152021-10-15United StatesExchanges (digital assets / Bakkt)MD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Bakkt was deconsolidated upon its merger with VIH and now accounted for as an equity method investment; MD&A attributes the 2021 headcount decrease versus 2020 primarily to this deconsolidation. No affected-employee count disclosed; $59 million of acquisition-related transaction costs (including $31 million non-cash compensation) were recorded in connection with the transaction.
2021-12-31acquisition_additioncompleted2020-09-042020-09-04United StatesMortgage TechnologyMD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Acquisition of Ellie Mae closed 2020-09-04 (prior fiscal year); FY2021 reflects the first full year of inclusion, with compensation and benefits expense $174 million higher than 2020. No headcount added figure disclosed.
2021-09-30acquisition_additionin_progress5382020-09-04Mortgage TechnologyMD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Cited in MD&A as a driver of the 11% year-over-year headcount increase for the nine months ended September 30, 2021; represents incremental employees added since the September 2020 Ellie Mae acquisition, not a discrete quarterly hiring event. Date shown is the acquisition closing date.
2021-09-30acquisition_additionin_progress288Exchanges (Bakkt)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Cited in MD&A as a driver of the 11% year-over-year headcount increase for the nine months ended September 30, 2021; the filing does not date these additions or attribute them to a specific transaction. Bakkt was deconsolidated following the October 15, 2021 merger with VPC Impact Acquisition Holdings (subsequent event), which may reduce reported headcount in future periods.
2021-09-30acquisition_additioncompleted5382020-09-04Ellie MaeMD&A
f5-10q / Qwen3.6-27B-Q8_0
Headcount increases primarily driven by 538 new employees at Ellie Mae.
2021-09-30acquisition_additioncompleted2882020-02-01BakktMD&A
f5-10q / Qwen3.6-27B-Q8_0
Headcount increases primarily driven by 288 new employees at Bakkt.
2020-12-31acquisition_additioncompleted2020-02-212020-02-21United StatesExchanges (Bakkt)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Bakkt subsidiary acquired loyalty solutions provider Bridge2 Solutions for $261 million cash consideration; acquired headcount not separately disclosed. Contributed to the 48% year-over-year headcount increase.
2020-12-31acquisition_additioncompleted2020-09-042020-09-04United StatesMortgage Technologybusiness_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Acquired Ellie Mae for $11.4 billion aggregate consideration; acquired employee headcount not disclosed. Primary driver of the increase from 5,989 to 8,890 employees.
2020-12-31restructuringin_progress2020-09-04United StatesMortgage Technology (Ellie Mae integration)USD 105 (millions)other
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Filer incurred $105 million of acquisition-related transaction and integration costs in 2020, primarily for Ellie Mae and Bridge2 Solutions; costs include employee termination, lease termination and professional services. No affected-employee count disclosed.
2020-12-31acquisition_additioncompleted2020-09-042020-09-04United StatesMortgage TechnologyMD&A
f5-10k / Qwen3.6-27B-Q8_0
Acquired Ellie Mae. Headcount increase attributed to Ellie Mae and Bridge2 Solutions in compensation discussion.
2020-12-31acquisition_additioncompleted2020-02-212020-02-21United StatesExchangesMD&A
f5-10k / Qwen3.6-27B-Q8_0
Bakkt subsidiary acquired Bridge2 Solutions. Headcount increase attributed to Ellie Mae and Bridge2 Solutions in compensation discussion.
2020-09-30acquisition_additioncompleted2020-08-062020-09-04United StatesTrading and Clearing segment (ICE Mortgage Technology)business_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Acquired Ellie Mae for $11.4 billion; no employee count disclosed. MD&A notes headcount increase driven partly by new Ellie Mae employees.
2020-09-30acquisition_additioncompleted2020-02-21United StatesTrading and Clearing segment (Bakkt)business_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Acquired Bridge2 Solutions; no employee count disclosed. MD&A notes headcount increase driven partly by new Bridge2 Solutions employees.
2020-06-30acquisition_additioncompleted2592020-02-21United StatesTrading and Clearing segment (Bakkt ecosystem)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
New employees added through the Bridge2 Solutions acquisition, cited as a driver of the year-over-year headcount increase. Acquisition closed February 21, 2020 (Note 3).
2020-06-30othercompleted630IndiaICE India officeMD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Conversion of 630 former contractors to employees at the ICE India office, cited as a driver of the year-over-year headcount increase; no announcement date or charge disclosed.
2020-06-30acquisition_additioncompleted2592020-02-21MD&A
f5-10q / Qwen3.6-27B-Q8_0
New employees at Bridge2 Solutions acquired in February 2020.
2020-06-30acquisition_additioncompleted630IndiaMD&A
f5-10q / Qwen3.6-27B-Q8_0
New employees in ICE India office, previously contractors.
2020-03-31acquisition_additioncompleted2752020-02-21United StatesTrading and Clearing (Bakkt ecosystem)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Headcount added through the February 21, 2020 acquisition of Bridge2 Solutions; cited in MD&A as a driver of the year-over-year headcount increase. No separate headcount figure appears in the business combinations footnote.
2020-03-31acquisition_additioncompleted2752020-02-21MD&A
f5-10q / Qwen3.6-27B-Q8_0
275 new employees at Bridge2 Solutions acquired in February 2020.
2020-03-31acquisition_additioncompleted5812019-12-31IndiaMD&A
f5-10q / Qwen3.6-27B-Q8_0
581 new employees in ICE India office, previously contractors, added during Q4 2019.
2019-12-31acquisition_additioncompleted2019-06-122019-06-12United StatesTrading and Clearing — ICE Mortgage Servicesbusiness_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Acquired Simplifile, LC for $338 million cash; acquired headcount not quantified. MD&A attributes part of the 2019 compensation increase to this acquisition.
2019-12-31othercompleted2019-12-31IndiaICE India officeMD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Contractors in the ICE India office were converted to employees during the three months ended December 31, 2019; count not disclosed.
2019-12-31acquisition_additioncompleted2019-06-12United StatesTrading and Clearingbusiness_combinations_footnote
f5-10k / Qwen3.6-27B-Q8_0
Acquisition of Simplifile, LC completed June 12, 2019. Headcount added not explicitly quantified, but compensation expense increased by $57 million in 2019 due to this and other acquisitions.
2019-12-31acquisition_additioncompleted2018-12-31United StatesTrading and ClearingMD&A
f5-10k / Qwen3.6-27B-Q8_0
Acquisitions of CHX Holdings, Inc., TMC Bonds, and MERS in 2018 contributed to headcount increase. Specific headcount added not quantified.
2019-12-31othercompleted2019-12-31IndiaOtherMD&A
f5-10k / Qwen3.6-27B-Q8_0
New employees in ICE India office, previously contractors, added to headcount during Q4 2019.
2019-09-30acquisition_additioncompleted2019-06-122019-06-12United StatesTrading and Clearingbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Acquisition of Simplifile, LC for $338 million cash; employee count added not disclosed. Related severance and retention costs of $13M incurred YTD 2019 are reported in compensation expense, not as a separate restructuring charge.
2019-06-30acquisition_additioncompleted2019-06-12United StatesTrading and Clearing segment (ICE Mortgage Services)business_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Acquired Simplifile for $338 million cash; headcount added through the acquisition not disclosed.
2019-06-30acquisition_additioncompletedTrading and Clearing segment (Bakkt)business_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Bakkt acquired two other companies during the six months ended June 30, 2019; counts and dates not disclosed.
2019-06-30otherin_progressUSD 18 (millions)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Severance and retention costs of $18 million for the six months ended June 30, 2019 ($7 million for the three months); number of employees affected not disclosed.
2018-12-31acquisition_additioncompleted2018-01-022018-01-02United StatesTrading and Clearing (fixed income)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Acquired BondPoint from Virtu Financial for $400 million cash; headcount added not quantified. MD&A notes headcount increased in 2018 partly due to BondPoint employees.
2018-12-31acquisition_additioncompleted2018-07-182018-07-18United StatesTrading and Clearing (cash equities exchange)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Acquisition of CHX Holdings, Inc.; headcount added not quantified.
2018-12-31acquisition_additioncompleted2018-07-232018-07-23United StatesTrading and Clearing (fixed income)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Acquired TMC Bonds for $700 million cash; headcount added not quantified.
2018-12-31acquisition_additioncompleted2018-10-032018-10-03United StatesTrading and Clearing (ICE Mortgage Services)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Completed purchase of remaining MERS equity interests, gaining 100% ownership and control; headcount added not quantified.
2018-12-31plant_closurecompleted2018-07-302018-07-30CanadaTrading and Clearing (ICE Futures Canada / ICE Clear Canada)restructuring_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Canola contract clearing transitioned to ICE Clear U.S. on July 30, 2018 and ICE Clear Canada ceased operations; employee severance costs related to the closure are disclosed as a non-GAAP adjustment but not separately quantified (a $4 million exchange-registration intangible impairment was recorded for the closure).
2018-12-31restructuringcompleted2018-01-012018-06-30GlobalInteractive Data / Securities Evaluations / Credit Market Analysis integrationsUSD 41 (millions)MD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Employee severance and retention costs of $41 million incurred in 2018 (vs. $21 million in 2017 and $10 million in 2016), driven by integration-related terminations; Interactive Data integration completed June 30, 2018. Headcount affected not disclosed; may include the Canada closure severance noted above.
2018-12-31restructuringcompletedGlobalInteractive Data IntegrationUSD 41 (millions)MD&A
f5-10k / Qwen3.6-27B-Q8_0
Employee severance and retention costs of $41 million incurred in 2018, primarily related to integration of Interactive Data.
2018-12-31acquisition_additioncompleted2018-01-02United StatesTrading and ClearingMD&A
f5-10k / Qwen3.6-27B-Q8_0
Headcount increased due to acquisition of BondPoint.
2018-12-31acquisition_additioncompleted2018-07-18United StatesTrading and ClearingMD&A
f5-10k / Qwen3.6-27B-Q8_0
Headcount increased due to acquisition of CHX Holdings, Inc.
2018-12-31acquisition_additioncompleted2018-07-23United StatesTrading and ClearingMD&A
f5-10k / Qwen3.6-27B-Q8_0
Headcount increased due to acquisition of TMC Bonds.
2018-12-31acquisition_additioncompleted2018-10-03United StatesTrading and ClearingMD&A
f5-10k / Qwen3.6-27B-Q8_0
Headcount increased due to acquisition of MERS.
2018-09-30plant_closurecompleted2018-07-30CanadaTrading and Clearing (ICE Futures Canada / ICE Clear Canada)USD 4 (millions)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Canola trading and clearing transitioned to ICE Futures U.S. and ICE Clear U.S. on July 30, 2018, after which both Canadian entities ceased operations. A $4 million impairment of exchange registration intangible assets was also recorded; employee affected count not disclosed.
2018-09-30acquisition_additioncompleted2018-07-182018-07-18United StatesTrading and Clearingbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Acquisition of CHX Holdings, Inc. (Chicago Stock Exchange); headcount added not disclosed.
2018-09-30acquisition_additioncompleted2018-07-232018-07-23United StatesTrading and Clearingbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Acquisition of TMC Bonds, LLC for $701 million cash; headcount added not disclosed.
2018-09-30acquisition_additioncompleted2018-01-022018-01-02United StatesTrading and Clearingbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Acquisition of BondPoint from Virtu Financial for $400 million cash; headcount added not disclosed.
2018-09-30restructuringcompletedCanadaTrading and ClearingUSD 4 (millions)MD&A
f5-10q / Qwen3.6-27B-Q8_0
Employee severance costs related to ICE Futures Canada and ICE Clear Canada operations.
2018-09-30acquisition_additioncompleted2018-01-02MD&A
f5-10q / Qwen3.6-27B-Q8_0
New employees related to the acquisition of BondPoint in January 2018.
2018-09-30acquisition_additioncompleted2018-07-18MD&A
f5-10q / Qwen3.6-27B-Q8_0
New employees related to the acquisition of CHX Holdings, Inc. in July 2018.
2018-09-30acquisition_additioncompleted2018-07-23MD&A
f5-10q / Qwen3.6-27B-Q8_0
New employees related to the acquisition of TMC Bonds in July 2018.
2018-09-30divestiture_reductioncompletedMD&A
f5-10q / Qwen3.6-27B-Q8_0
Employee departures in connection with the divestiture of Trayport in December 2017.
2018-06-30plant_closurecompleted2018-07-30CanadaTrading and Clearing — ICE Futures Canada and ICE Clear CanadaUSD 4 (millions)subsequent_events
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Canola trading and clearing transitioned to ICE Futures U.S./ICE Clear U.S.; separate $4M impairment of exchange registration intangibles also recorded. No affected-employee count disclosed; MD&A also cites $4M severance in the six-month period.
2018-06-30acquisition_additionannounced2018-07-182018-07-18United StatesTrading and Clearingsubsequent_events
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Chicago Stock Exchange acquisition; no headcount disclosed
2018-06-30acquisition_additionannounced2018-07-232018-07-23United StatesTrading and Clearingsubsequent_events
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Electronic fixed income marketplace; no headcount disclosed
2018-06-30acquisition_additioncompleted2018-01-022018-01-02United StatesTrading and Clearingbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Closed within the year-to-date reporting period; no headcount disclosed
2018-06-30restructuringcompleted2018-07-30CanadaTrading and ClearingUSD 4 (millions)MD&A
f5-10q / Qwen3.6-27B-Q8_0
Closure of ICE Futures Canada and ICE Clear Canada. Includes $4 million impairment of exchange registration intangible assets and $4 million employee severance costs.
2018-06-30acquisition_additioncompleted2018-01-02Trading and ClearingMD&A
f5-10q / Qwen3.6-27B-Q8_0
Acquisition of BondPoint. Headcount added partially offset decreases from divestitures.
2018-03-31acquisition_additioncompleted1532018-01-02United StatesMD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Aggregate of 153 hires across four acquisitions (BondPoint Jan 2018, ICE NGX Dec 2017, BofAML index business Oct 2017, TMX Atrium May 2017); only BondPoint falls within the quarter. BondPoint acquired 100% for $400 million cash on January 2, 2018.
2018-03-31otherin_progressUSD 9 (millions)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Non-acquisition related employee severance costs of $9 million incurred in Q1 2018 (vs. $3 million in prior-year quarter); no employee count, program name or completion timing disclosed.
2018-03-31divestiture_reductioncompleted429MD&A
f5-10q / Qwen3.6-27B-Q8_0
429 employee departures in connection with the divestiture of Trayport in December 2017, the divestiture of NYSE Governance Services in June 2017, and continued employee terminations associated with our integration of Interactive Data.
2018-03-31acquisition_additioncompleted153MD&A
f5-10q / Qwen3.6-27B-Q8_0
153 new employees related to the acquisitions of BondPoint in January 2018, ICE NGX in December 2017, BofAML's Global Research Division's index business in October 2017 and TMX Atrium in May 2017.
2017-12-31divestiture_reductioncompleted2017-12-142017-12-14United KingdomData and ListingsMD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Court-ordered divestiture of Trayport to TMX Group; MD&A attributes part of the 2017 headcount decline to this divestiture. No employee count disclosed.
2017-12-31divestiture_reductioncompleted2017-06-012017-06-01United StatesData and ListingsMD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Sale to Marlin Heritage, L.P.; cited as a driver of the 2017 headcount decrease. No employee count disclosed.
2017-12-31divestiture_reductioncompleted2017-03-312017-03-31United StatesData and ListingsMD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Sale of IDMS unit to FactSet; cited as a driver of the 2017 headcount decrease. No employee count disclosed.
2017-12-31restructuringin_progressUnited States; United KingdomInteractive Data integration (Data and Listings)USD 17 (millions)MD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML
FY2017 NYSE and Interactive Data employee severance costs of $17 million, primarily related to executive departures; no employee count disclosed. MD&A also cites Interactive Data integration terminations as a driver of the headcount decline.
2017-12-31othercompletedUnited StatesCorporate / variousUSD 21 (millions)MD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML
FY2017 non-acquisition-related employee severance costs of $21 million; no employee count or program description disclosed.
2017-12-31acquisition_additioncompleted2017-12-142017-12-14CanadaTrading and Clearingbusiness_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Acquisition of NGX and Shorcan Energy from TMX Group; MD&A cites these acquisitions as partially offsetting the 2017 headcount decline. No employee count disclosed.
2017-12-31acquisition_additioncompleted2017-05-012017-05-01Canada; United StatesData and Listingsbusiness_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Acquisition of TMX Atrium extranet and wireless services business; cited as partially offsetting the 2017 headcount decline. No employee count disclosed.
2017-12-31acquisition_additioncompleted2017-01-312017-01-31United StatesTrading and Clearingbusiness_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Acquisition of National Stock Exchange, Inc. (NYSE National); operations ceased February 1, 2017 pending 2018 relaunch. No employee count disclosed.
2017-12-31acquisition_additioncompleted2017-10-202017-10-20United StatesData and Listingsbusiness_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Acquisition of BofAML Global Research index business. No employee count disclosed.
2017-12-31acquisition_additionannounced2018-01-022018-01-02United StatesTrading and Clearingsubsequent_events
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Subsequent-event acquisition of BondPoint from Virtu Financial for $400 million cash, closed January 2, 2018 (after fiscal year-end, before filing). No employee count disclosed.
2017-12-31restructuringcompleted2017-01-012017-12-31GlobalInteractive Data IntegrationUSD 25 (millions)MD&A
f5-10k / Qwen3.6-27B-Q8_0
Integration costs for Interactive Data, primarily relating to employee and lease termination costs and professional services costs.
2017-12-31restructuringcompleted2017-01-012017-12-31GlobalNYSE and Interactive DataUSD 17 (millions)MD&A
f5-10k / Qwen3.6-27B-Q8_0
NYSE and Interactive Data employee severance costs included in acquisition-related transaction and integration costs.
2017-12-31restructuringcompleted2017-01-012017-12-31GlobalGeneralUSD 21 (millions)MD&A
f5-10k / Qwen3.6-27B-Q8_0
Non-acquisition-related employee severance costs.
2017-12-31divestiture_reductioncompleted2017-12-142017-12-14GlobalData and ListingsMD&A
f5-10k / Qwen3.6-27B-Q8_0
Sale of Trayport to TMX Group. Headcount removed from consolidated totals.
2017-12-31divestiture_reductioncompleted2017-06-012017-06-01GlobalData and ListingsMD&A
f5-10k / Qwen3.6-27B-Q8_0
Sale of NYSE Governance Services to Marlin Heritage, L.P.
2017-12-31divestiture_reductioncompleted2017-03-312017-03-31GlobalData and ListingsMD&A
f5-10k / Qwen3.6-27B-Q8_0
Sale of Interactive Data Managed Solutions (IDMS) to FactSet.
2017-12-31acquisition_additioncompleted2017-12-142017-12-14CanadaTrading and ClearingMD&A
f5-10k / Qwen3.6-27B-Q8_0
Acquisition of NGX and Shorcan Energy from TMX Group.
2017-12-31acquisition_additioncompleted2017-05-012017-05-01GlobalData and ListingsMD&A
f5-10k / Qwen3.6-27B-Q8_0
Acquisition of TMX Atrium from TMX Group.
2017-12-31acquisition_additioncompleted2017-01-312017-01-31United StatesTrading and ClearingMD&A
f5-10k / Qwen3.6-27B-Q8_0
Acquisition of National Stock Exchange, Inc. (NYSE National).
2017-12-31acquisition_additioncompleted2017-10-202017-10-20GlobalData and ListingsMD&A
f5-10k / Qwen3.6-27B-Q8_0
Acquisition of BofAML's Global Research division's index business.
2017-09-30divestiture_reductioncompleted2017-03-312017-03-31GlobalData and Listings (Interactive Data Managed Solutions)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
No gain or loss recognized on sale. MD&A cites the IDMS divestiture as a driver of the year-over-year headcount decline; no employee count disclosed.
2017-09-30divestiture_reductioncompleted2017-06-012017-06-01United StatesData and Listings (NYSE Governance Services)USD 6 (millions)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Net loss of $6 million on the sale recorded in amortization expense. Cited as a driver of the headcount decline; no employee count disclosed.
2017-09-30acquisition_additioncompleted2017-05-012017-05-01GlobalData and Listings (ICE Data Services — connectivity)business_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Extranet and wireless services business acquired from TMX Group; cited as partially offsetting the headcount decline. No employee count disclosed.
2017-09-30acquisition_additioncompleted2017-01-312017-02-01United StatesTrading and Clearing (NYSE Group — NYSE National)business_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Acquired 100% of National Stock Exchange, Inc.; entity ceased operations February 1, 2017 pending 2018 re-launch as a trading venue. No employee count disclosed.
2017-09-30otherin_progressGlobalCorporate / multiple functionsUSD 16 (millions)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Severance costs of $16 million for the nine months ended September 30, 2017, including $8 million in the third quarter. No number of employees affected disclosed; not labeled a formal restructuring by the filer.
2017-09-30acquisition_additioncompleted2017-10-202017-10-20GlobalData and Listings (ICE Data Services — indices)subsequent_events
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Post-quarter acquisition of Bank of America Merrill Lynch's index business; indices re-branded ICE BofAML. No employee count or purchase price disclosed.
2017-09-30divestiture_reductionannounced2017-10-272018-01-31United KingdomData and Listings (Trayport)subsequent_events
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Court-ordered divestiture (CMA remedy); sale agreed post-quarter for £550 million ($722 million), with NGX and Shorcan Energy acquisitions as consideration. Filer obligated to complete sale by January 2018. No employee count disclosed.
2017-09-30acquisition_additionannounced2017-10-242018-03-31United StatesTrading and Clearing (fixed income electronic trading)USD 400 (millions)subsequent_events
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Agreement to acquire 100% of Virtu BondPoint for $400 million cash; expected to close in Q1 2018 subject to regulatory approval. Charge value shown is the purchase price, not a workforce charge. No employee count disclosed.
2017-09-30divestiture_reductioncompleted2017-03-312017-03-31Data and ListingsMD&A
f5-10q / Qwen3.6-27B-Q8_0
Divestiture of IDMS in March 2017 contributed to headcount decrease.
2017-09-30divestiture_reductioncompleted2017-06-012017-06-01Data and ListingsMD&A
f5-10q / Qwen3.6-27B-Q8_0
Divestiture of NYSE Governance Services in June 2017 contributed to headcount decrease.
2017-09-30acquisition_additioncompleted2017-05-012017-05-01Data and ListingsMD&A
f5-10q / Qwen3.6-27B-Q8_0
Acquisition of TMX Atrium in May 2017 partially offset headcount decreases.
2017-09-30restructuringcompleted2017-01-012017-09-30USD 16 (millions)MD&A
f5-10q / Qwen3.6-27B-Q8_0
Non-acquisition related employee severance costs of $16 million for the nine months ended September 30, 2017.
2017-06-30divestiture_reductioncompleted2017-03-312017-03-31GlobalData and Listings (Interactive Data Managed Solutions)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Sale of IDMS to FactSet; MD&A cites the divestiture as a driver of the year-over-year headcount decline. No employee count disclosed.
2017-06-30divestiture_reductioncompleted2017-06-012017-06-01United StatesData and Listings (NYSE Governance Services)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Sold to Marlin Heritage, L.P.; cited as a driver of lower headcount and compensation expense in Q2. No employee count disclosed.
2017-06-30acquisition_additioncompleted2017-05-012017-05-01GlobalData and Listings (ICE Data Services)business_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Acquired 100% of TMX Atrium from TMX Group; MD&A notes it partially offset headcount declines. No employee count disclosed.
2017-06-30restructuringin_progressGlobalData and Listings (Interactive Data integration)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
MD&A cites employee terminations tied to the Interactive Data integration as a headcount driver; no count, date, or charge disclosed.
2017-06-30divestiture_reductioncompleted2017-03-312017-03-31Data and ListingsMD&A
f5-10q / Qwen3.6-27B-Q8_0
Divestiture of Interactive Data Managed Solutions (IDMS) in March 2017 contributed to employee headcount decrease.
2017-06-30divestiture_reductioncompleted2017-06-012017-06-01Data and ListingsMD&A
f5-10q / Qwen3.6-27B-Q8_0
Divestiture of NYSE Governance Services in June 2017 contributed to employee headcount decrease.
2017-06-30acquisition_additioncompleted2017-05-012017-05-01Data and ListingsMD&A
f5-10q / Qwen3.6-27B-Q8_0
Acquisition of TMX Atrium in May 2017 partially offset headcount decreases.
2017-03-31divestiture_reductioncompleted3062017-03-312017-03-31Interactive Data Managed Solutions (IDMS)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
MD&A states the March 31, 2017 headcount of 5,242 is net of 306 IDMS employees following the sale of IDMS to FactSet on March 31, 2017; no gain or loss was recognized on the sale.
2017-03-31acquisition_additioncompleted2017-01-312017-01-31United StatesNYSE National (National Stock Exchange, Inc.)other
f5-10q / MiMo-V2.6-Flash-fp8-HTML
100% of National Stock Exchange acquired January 31, 2017 (renamed NYSE National); acquired headcount not disclosed. NYSE National ceased operations February 1, 2017 pending a 2017 re-launch.
2017-03-31divestiture_reductioncompleted3062017-03-312017-03-31Interactive Data Managed Solutions (IDMS)MD&A
f5-10q / Qwen3.6-27B-Q8_0
Employees removed following sale of IDMS unit to FactSet.
2017-03-31restructuringin_progressInteractive Data integrationUSD 14 (millions)MD&A
f5-10q / Qwen3.6-27B-Q8_0
Integration costs primarily relate to employee termination, lease termination and professional services.
2016-12-31divestiture_reductioncompleted2016-08United StatesCreditex U.S. voice brokerage operations (Trading and Clearing segment)MD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Sale of certain Creditex U.S. voice brokerage operations to Tullett Prebon in August 2016; affected headcount not disclosed.
2016-12-31divestiture_reductioncompletedUnited KingdomCreditex U.K. voice brokerage operations (Trading and Clearing segment)MD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Creditex U.K. voice brokerage operations discontinued during the third quarter of 2016; specific announcement date and affected headcount not disclosed. Related employee severance costs of $4 million are reported as a non-GAAP adjustment.
2016-12-31restructuringcompleted2016-12-31United StatesNYSE and Interactive Data integration (executive departures)USD 33 (millions)MD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Severance costs recorded during fiscal 2016 for NYSE and Interactive Data employee terminations, primarily executive departures; NYSE integration completed as of December 31, 2016. Employee count not disclosed.
2016-12-31restructuringcompleted2016-12-31GlobalCorporate / non-acquisition-relatedUSD 10 (millions)MD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Non-acquisition related employee severance costs incurred during fiscal 2016; employee count not disclosed.
2016-12-31acquisition_additioncompleted2016-10-032016-10-03United StatesData and Listings segment (ICE Data Services — Securities Evaluations and Credit Market Analysis)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Acquired from S&P Global for $431 million cash; acquired headcount not disclosed.
2016-12-31divestiture_reductionannounced2016-10-17United KingdomTrayport (Data and Listings segment)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML
U.K. Competition and Markets Authority ordered divestiture of Trayport on 2016-10-17; ICE filed an appeal in November 2016 with outcome expected in 2017. Forced sale would be required if the appeal fails; headcount impact not disclosed.
2016-12-31restructuringcompleted2016-08-012016-12-31United StatesCreditex U.S. voice broker operationsItem 1_Business
f5-10k / Qwen3.6-27B-Q8_0
Sold certain of Creditex's U.S. voice brokerage operations to Tullett Prebon in August 2016.
2016-12-31restructuringcompleted2016-09-012016-12-31United KingdomCreditex U.K. voice brokerage operationsItem 1_Business
f5-10k / Qwen3.6-27B-Q8_0
Discontinued Creditex's U.K. voice brokerage operations during the third quarter of 2016.
2016-12-31acquisition_additioncompleted2016-10-032016-10-03GlobalData and ListingsItem 1_Business
f5-10k / Qwen3.6-27B-Q8_0
Acquired Securities Evaluations and Credit Market Analysis. Headcount added not explicitly quantified in HC section, but operating expenses increased.
2016-12-31acquisition_additioncompleted2015-12-142015-12-14GlobalData and ListingsItem 1_Business
f5-10k / Qwen3.6-27B-Q8_0
Acquired Interactive Data. Included in 2016 headcount growth narrative.
2016-12-31acquisition_additioncompleted2015-12-112015-12-11United KingdomData and ListingsItem 1_Business
f5-10k / Qwen3.6-27B-Q8_0
Acquired Trayport. Included in 2016 headcount growth narrative.
2016-09-30divestiture_reductioncompleted2016-08United StatesTrading and Clearing — Creditex U.S. voice brokerage operationsother
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Sale of certain Creditex U.S. voice brokerage operations to Tullett Prebon in August 2016; no employee count or charge disclosed.
2016-09-30restructuringcompleted2016-07-012016-09-30United KingdomTrading and Clearing — Creditex U.K. voice brokerage operationsUSD 4 (millions)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Creditex U.K. voice brokerage operations discontinued during the quarter; $4M of the $7M Q3 non-acquisition employee severance related to this discontinuance. No headcount disclosed.
2016-09-30acquisition_additionannounced2016-10-03United States / United KingdomData and Listings — ICE Data Servicessubsequent_events
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Post-quarter acquisition of Standard & Poor's Securities Evaluations and Credit Market Analysis for $431M cash; no headcount disclosed.
2016-09-30restructuringcompletedUnited KingdomCreditex voice brokerage operationsUSD 4 (millions)MD&A
f5-10q / Qwen3.6-27B-Q8_0
Discontinued Creditex U.K. voice brokerage operations during Q3 2016; incurred $4 million in severance costs.
2016-06-30acquisition_additioncompleted2015-12-14GlobalData and Listingsbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Headcount added not quantified; MD&A attributes the year-over-year headcount increase primarily to the Interactive Data and Trayport acquisitions.
2016-06-30acquisition_additioncompleted2015-12-11United KingdomData and Listingsbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Headcount added not quantified; U.K. Competition and Markets Authority merger review still pending, limiting integration.
2016-06-30divestiture_reductionannounced2016-07United StatesTrading and Clearing — Creditex voice brokerageMD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Agreement to sell certain U.S. voice brokerage operations of Creditex to Tullett Prebon; completion subject to regulatory approval. Affected headcount not disclosed.
2016-03-31acquisition_additioncompleted2015-12-142015-12-14GlobalData and Listings segmentbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Closed 2015-12-14 (prior quarter); MD&A attributes the headcount increase to 5,526 at 2016-03-31 largely to this acquisition. Headcount added not separately disclosed.
2016-03-31acquisition_additioncompleted2015-12-112015-12-11GlobalData and Listings segmentbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Closed 2015-12-11 (prior quarter); cited with Interactive Data as driver of headcount growth. Headcount added not separately disclosed.
2015-12-31acquisition_additioncompleted2,6172015-12-142015-12-14GlobalData services and technology (Interactive Data and Trayport)MD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Combined headcount from two December 2015 acquisitions disclosed as a single figure: Interactive Data (closed 2015-12-14) and Trayport (closed 2015-12-11); individual deal counts not broken out.
2015-12-31restructuringin_progressUnited StatesNYSE integrationUSD 21 (millions)MD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML
NYSE employee severance costs recognized during FY2015, primarily for executive departures; number of employees terminated not disclosed. Program continues from the November 2013 NYSE acquisition.
2015-12-31othercompletedGlobalNon-acquisition related separationsUSD 3 (millions)MD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Non-acquisition related employee severance costs incurred during FY2015; affected employee count not disclosed.
2015-12-31acquisition_additioncompleted2,6172015-12-142015-12-31GlobalData Services / TechnologyMD&A
f5-10k / Qwen3.6-27B-Q8_0
Employees relating to the Interactive Data and Trayport acquisitions included in total headcount as of Dec 31, 2015.
2015-12-31restructuringcompleted2013-11-132015-12-31GlobalNYSE IntegrationUSD 21 (millions)MD&A
f5-10k / Qwen3.6-27B-Q8_0
NYSE employee severance costs incurred in 2015 related to integration. Employee count not explicitly disclosed for 2015 action.
2015-09-30restructuringin_progressUnited StatesNYSE operationsUSD 34 (millions)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Nine-month 2015 acquisition-related transaction and integration costs of $34 million (Q3: $8 million) primarily for NYSE integration, including employee termination and professional services costs; no affected-employee count disclosed
2015-09-30acquisition_additionannounced2015-10-26United StatesData servicessubsequent_events
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Definitive agreement to acquire Interactive Data Holdings for $5.2 billion ($3.65B cash, $1.55B stock); no headcount disclosed
2015-06-30acquisition_additioncompleted330United StatesNYSEMD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Disclosed as a driver of headcount growth (330 employees from acquisitions and conversion of NYSE contract roles to employees), partly offset by terminations; not a discrete announced transaction. No charge disclosed.
2015-03-31acquisition_additionin_progress317MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
MD&A attributes the year-over-year headcount increase primarily to 317 employees added through acquisitions; no acquisition named for this figure and no announcement date given.
2015-03-31restructuringin_progressUnited StatesNYSEMD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Employee terminations related to the NYSE integration partially offset acquisition-driven headcount growth; count, charge, and timing not quantified. Acquisition-related transaction and integration costs were $19 million for the quarter but are not disclosed as a workforce charge.
2014-12-31restructuringin_progress2013-11-13United States, EuropeNYSE integrationUSD 99 (millions)MD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML
FY2014 NYSE employee severance costs of $99M (vs. $44M in FY2013); part of $129M total acquisition-related transaction and integration costs. Headcount affected not disclosed.
2014-12-31divestiture_reductioncompleted1,0492014-06-242014-06-24Continental EuropeEuronextMD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Euronext employees de-consolidated at IPO; 1,049 is the disclosed Euronext headcount as of December 31, 2013, cited as the driver of the NYSE employee decline.
2014-12-31divestiture_reductioncompleted2014-07-232014-07-23United StatesNYSE Technologies (Wombat)discontinued_operations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Wombat sold to SR Labs; headcount not disclosed.
2014-12-31divestiture_reductioncompleted2014-09-192014-09-19United StatesNYSE Technologies (NYFIX, Metabit)discontinued_operations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML
NYFIX and Metabit sold to ULLINK, completing the NYSE Technologies divestiture; headcount not disclosed.
2014-12-31acquisition_additioncompleted2014-02-032014-02-03SingaporeICE Futures Singapore / ICE Clear Singapore (formerly SMX)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Exchange and clearing house temporarily closed pending platform transition; acquired headcount not disclosed.
2014-12-31acquisition_additioncompleted2014-10-072014-10-07Israel, United StatesSuperDerivatives, Inc. — market data, analytics and risk managementbusiness_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML
All-cash purchase of $358 million; acquired headcount not disclosed.
2014-12-31acquisition_additioncompleted2014-10-312014-10-31United StatesTrue Office — compliance and risk trainingbusiness_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Acquired headcount not disclosed.
2014-12-31acquisition_additioncompleted2014-12-022014-12-02NetherlandsHolland Clearing House N.V. (75% stake)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML
ABN AMRO retained 25% minority interest; acquired headcount not disclosed.
2014-12-31restructuringcompleted2014-01-012014-12-31GlobalNYSE IntegrationUSD 99 (millions)MD&A
f5-10k / Qwen3.6-27B-Q8_0
NYSE employee severance costs of $99 million recorded during the year ended December 31, 2014, included in acquisition-related transaction and integration costs.
2014-12-31restructuringcompleted2014-01-012014-12-31GlobalNon-NYSEUSD 4 (millions)MD&A
f5-10k / Qwen3.6-27B-Q8_0
Non-NYSE related employee severance costs of $4 million recorded during the year ended December 31, 2014.
2014-12-31divestiture_reductioncompleted2014-06-242014-06-24EuropeEuronextMD&A
f5-10k / Qwen3.6-27B-Q8_0
Reduction of Euronext employees following IPO on June 24, 2014. There were 1,049 Euronext employees as of December 31, 2013.
2014-12-31divestiture_reductioncompleted2014-07-232014-09-19United StatesNYSE TechnologiesMD&A
f5-10k / Qwen3.6-27B-Q8_0
Sale of NYFIX, Metabit, and Wombat (NYSE Technologies) completed in 2014. Results reflected as discontinued operations.
2014-09-30restructuringin_progress2013-11-13United States and EuropeNYSE integrationUSD 82 (millions)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Employee termination costs of $36 million in the three months ended September 30, 2014; recorded in acquisition-related transaction and integration costs. Number of employees affected not disclosed. Announcement date set to NYSE acquisition close.
2014-09-30divestiture_reductioncompleted1,0492014-06-242014-06-24EuropeEuronextMD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Count is stated as of December 31, 2013, not at the de-consolidation date; Euronext de-consolidated on IPO date of 2014-06-24
2014-09-30divestiture_reductioncompleted2014-06-182014-07-23United StatesNYSE Technologies (Wombat)other
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Headcount removed not disclosed; Wombat de-consolidated as discontinued operation
2014-09-30divestiture_reductioncompleted2014-06-232014-09-19United StatesNYSE Technologies (NYFIX and Metabit)other
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Headcount removed not disclosed; businesses de-consolidated as discontinued operations
2014-09-30acquisition_additioncompleted2014-02-032014-02-03SingaporeSMX (ICE Futures Singapore / ICE Clear Singapore)business_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Headcount added not disclosed; exchange and clearing house temporarily closed during platform transition
2014-09-30acquisition_additionannounced2014-09-052014-10-07Israel / globalSuperDerivatives (market data and risk analytics)USD 350 (millions)subsequent_events
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Subsequent event; charge value is the purchase price, not a severance charge. Headcount added not disclosed
2014-09-30acquisition_additionannounced2014-09-102014-12-31NetherlandsHolland Clearing House (75% interest)business_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Pending regulatory approval; expected to close in the fourth quarter of 2014. Headcount added not disclosed
2014-09-30restructuringin_progressGlobalNYSE IntegrationUSD 82 (millions)MD&A
f5-10q / Qwen3.6-27B-Q8_0
NYSE employee termination costs incurred during the nine months ended September 30, 2014, included in acquisition-related transaction and integration costs.
2014-09-30divestiture_reductioncompleted1,0492014-06-24EuropeEuronextMD&A
f5-10q / Qwen3.6-27B-Q8_0
Reduction in NYSE employees primarily related to the reduction in Euronext employees following the IPO on June 24, 2014. There were 1,049 Euronext employees as of December 31, 2013.
2014-06-30divestiture_reductioncompleted2014-06-242014-06-24EuropeEuronext (European exchanges: London, Paris, Amsterdam, Brussels, Lisbon)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Euronext de-consolidation on the June 24, 2014 IPO removed its workforce from the consolidated headcount; the filing cites 1,049 Euronext employees as of December 31, 2013 as a driver of the decline in NYSE-related headcount. No quarter-end affected-employee count disclosed.
2014-06-30restructuringin_progressNYSE integration — continuing operationsUSD 46 (millions)business_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Employee termination costs of $46 million for the six months and $29 million for the three months ended June 30, 2014, recorded in acquisition-related transaction and integration costs. No number of employees affected disclosed.
2014-06-30divestiture_reductioncompleted2014-06-182014-07-23NYSE Technologies — Wombatother
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Definitive agreement signed with SR Labs on June 18, 2014; transaction closed July 23, 2014 (subsequent to quarter end). No affected-employee count disclosed.
2014-06-30divestiture_reductionannounced2014-06-232014-09-30NYSE Technologies — NYFIX and Metabitother
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Definitive agreement with ULLINK signed June 23, 2014; expected to close in the third quarter of 2014, subject to regulatory approval. Expected completion shown as quarter-end approximation; no affected-employee count disclosed.
2014-06-30acquisition_additioncompleted2014-02-032014-02-03SingaporeSMX / ICE Futures Singapore and ICE Clear Singaporebusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Acquired 100% of Singapore Mercantile Exchange on February 3, 2014; no headcount disclosed. Exchange and clearing house temporarily closed during platform transition; renamed April 22, 2014.
2014-06-30restructuringin_progressGlobalNYSE IntegrationUSD 46 (millions)MD&A
f5-10q / Qwen3.6-27B-Q8_0
Employee termination costs related to continuing operations following the NYSE acquisition. Headcount count not explicitly disclosed, but NYSE employee count decreased from 3,099 to 1,840.
2014-06-30divestiture_reductioncompleted1,0492014-06-242014-06-24EuropeEuronextMD&A
f5-10q / Qwen3.6-27B-Q8_0
Reduction in Euronext employees following the IPO on June 24, 2014. There were 1,049 Euronext employees as of December 31, 2013.
2014-03-31restructuringin_progressGlobalNYSE Euronext integrationUSD 30 (millions)business_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Employee termination costs incurred in Q1 2014 following the NYSE Euronext acquisition, recorded within acquisition-related transaction and integration costs; no affected-employee count disclosed. MD&A attributes $48 million of the quarter's $61 million acquisition-related costs to NYSE Euronext integration, primarily termination costs.
2014-03-31acquisition_additioncompleted2014-02-03SingaporeSingapore Mercantile Exchange (SMX) and SMX Clearing Corporationbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML
100% acquisition completed February 3, 2014; headcount added not disclosed. Exchange and clearing house temporarily shut down during platform transition, expected to re-launch by year end; renamed ICE Futures Singapore and ICE Clear Singapore on April 22, 2014.
2014-03-31divestiture_reductionannounced2014-01GlobalNYSE Technologies — Trading Solutions and Transaction Services (NYFIX, Wombat, Metabit)other
f5-10q / MiMo-V2.6-Flash-fp8-HTML
Plans formalized in January 2014; business presented as discontinued operations with $300 million assets and $75 million liabilities at March 31, 2014. Divestiture expected to be completed in summer 2014; no headcount or charge disclosed.
2014-03-31restructuringcompletedUSD 30 (millions)MD&A
f5-10q / Qwen3.6-27B-Q8_0
Employee termination costs incurred during Q1 2014 related to NYSE Euronext integration. Included in acquisition-related transaction and integration costs.
2014-03-31acquisition_additioncompleted2014-02-03Singaporebusiness_combinations_footnote
f5-10q / Qwen3.6-27B-Q8_0
Acquisition of Singapore Mercantile Exchange (SMX) on Feb 3, 2014. Headcount not explicitly disclosed, but acquisition adds employees to the workforce.
2013-12-31acquisition_additioncompleted3,0992013-11-132013-11-13United States and EuropeNYSE Euronext operations (cash equities, equity options, NYSE Liffe derivatives, Euronext, NYSE Technologies)MD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Employees relating to the NYSE Euronext acquisition as of 2013-12-31; acquisition closed 2013-11-13 for $11.1 billion in cash and stock.
2013-12-31restructuringin_progress2013-11-13United States and EuropeNYSE Euronext integrationUSD 63 (millions)MD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Employee termination costs incurred following the NYSE Euronext acquisition, recorded within acquisition-related transaction and integration costs; no affected-employee count disclosed. Part of $165 million total acquisition-related costs for 2013.
2013-12-31othercompletedUnited States and United KingdomCreditex interdealer broker businessUSD 7 (millions)MD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Employee termination costs of $7 million recognized in 2013, primarily related to broker terminations at Creditex; no affected-employee count disclosed.
2013-12-31plant_closureannouncedUnited StatesNYSE Liffe U.S. futures exchangeItem_1_Business
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Filer announced during 2013 that it will wind down NYSE Liffe U.S. exchange operations and migrate its futures contracts to existing ICE futures exchanges; no announcement date, completion date, or affected-employee count disclosed.
2013-12-31divestiture_reductionannounced2014-12-31United States and internationalNYSE Technologies — Trading Solutions and Transaction Services (NYFIX, Wombat, Metabit)Item_1_Business
f5-10k / MiMo-V2.6-Flash-fp8-HTML
Filer expects to divest these two business lines during 2014, either as a whole or in parts; no affected-employee count disclosed. Net proceeds intended to pay down outstanding debt.
2013-12-31restructuringcompleted2013-11-132013-12-31GlobalVariousUSD 63 (millions)MD&A
f5-10k / Qwen3.6-27B-Q8_0
Employee termination costs incurred following the acquisition of NYSE Euronext, included in acquisition-related transaction and integration costs.
2013-12-31restructuringcompleted2013-01-012013-12-31United StatesSalesUSD 7 (millions)MD&A
f5-10k / Qwen3.6-27B-Q8_0
Employee termination costs primarily related to broker terminations at Creditex.