Broadridge Financial Solutions (BR)

Company ID: 122 | CIK: 0001383312
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Segments are charted by their disclosed metrics (revenue, segment profit, etc.). Each line is a single segment. Reconciliation/corporate items are excluded. Major customers are shown as a percentage of revenue. Operational KPIs are grouped by metric concept; sub-metrics appear as separate lines.

Geographic Segments

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Major Customers (% of Revenue)

Operational KPIs

Financial advisors supported (advisors)

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Recurring revenue growth (arr)

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Closed sales (bookings)

Primary dealers served (customers)

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Great Place to Work favorable rating (engagement)

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Monthly tokenized transactions (gmv)

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Full-time associates (headcount)

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Average margin balances (loans_outstanding)

Adjusted earnings per share (other)

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Adjusted net earnings (other)

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Adjusted operating income (other)

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Adjusted operating income margin (other)

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Adjusted operating margin (other)

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Advisor firms supported (other)

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Advisor professionals supported (other)

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Associate engagement score (other)

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Average daily trade volume processed (other)

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Average daily trades processed (other)

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Average margin balances (other)

Average trades cleared per day (other)

Broker-dealer net capital (other)

Canton Coins fair value (other)

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Canton Coins held (other)

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Canton Coins holdings (other)

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Cash and cash equivalents (other)

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Collateral received (other)

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Common shares outstanding (other)

Common stock outstanding (other)

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Common stock shares outstanding (other)

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Communications processed (other)

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Contract renewal price concessions (other)

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Countries cleared and settled (other)

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Countries of operation (other)

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Countries served (other)

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Countries with clearance and settlement processing (other)

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Countries with clearance/settlement (other)

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Countries with operations (other)

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Daily average securities trades (other)

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Daily average trade volume (other)

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Daily trade volume (other)

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Daily trade volume processed (other)

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Digital asset loan receivable (other)

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Digital assets fair value (other)

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Distribution cost of revenues (other)

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Distribution revenues (other)

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Equity and fixed income trades processed (other)

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Equity position growth (other)

Equity positions (other)

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Equity proxy digitization rate (other)

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Equity proxy positions managed (other)

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Equity proxy positions voted (other)

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Equity revenue positions (other)

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Equity trade volume (other)

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Equity trades processed (other)

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Event-driven fee revenues (other)

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Fixed income clients served (other)

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Fixed income primary dealers served (other)

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Fixed income trade processing clients (other)

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Fixed income trade volume (other)

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Fixed income trades processed (other)

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Fixed income trades processed per day (other)

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Free cash flow (other)

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In-the-money options (other)

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In-the-money stock options (other)

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Interim position growth (other)

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Internal Trade Growth (other)

Internal equity trade growth (other)

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Internal fixed income trade growth (other)

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Internal growth rate (other)

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Internal revenue growth (other)

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International proxy markets processed (other)

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International proxy markets served (other)

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Investor Communications Processed (other)

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Investor and customer communications processed (other)

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Investor communications (other)

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Investor communications distributed (other)

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Investor communications processed (other)

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Largest U.S. wealth providers served (other)

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Markets processed (other)

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Mutual fund / ETF position growth (other)

Mutual fund / ETF positions (other)

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Mutual fund / ETF positions growth (other)

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Mutual fund interim communications position growth (other)

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Mutual fund interim record growth (other)

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Mutual fund interims record growth (other)

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Net capital (other)

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Net capital to aggregate debit items (other)

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New business growth (other)

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Non-U.S. shares voted processed (other)

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Number Of Reportable Segments (other)

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Outstanding shares (other)

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Outstanding shares processed (other)

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Patents and applications (other)

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Pieces processed (other)

Position growth (other)

Post-trade processing countries (other)

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Pre-funded warrants (other)

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Pre-tax margin (other)

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Primary dealer clients (other)

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Primary dealers served (other)

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Primary dealers serviced (other)

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Professionals supported (other)

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Proxy Market Share (other)

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Proxy market share (other)

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Proxy positions managed (other)

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Proxy processing coverage (other)

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Proxy share processing coverage (other)

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Proxy shares processed (other)

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Proxy voting positions (other)

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Proxy voting positions managed (other)

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ProxyEdge users (other)

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Record Growth (other)

Record Growth - Equity (other)

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Record Growth - Mutual Fund/ETF (other)

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Record growth (other)

Recurring fee revenue growth (other)

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Regulatory deposit reserve requirement (other)

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Regulatory net capital (other)

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Ridge Clearing net capital (other)

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Ridge Clearing net capital ratio (other)

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Securities collateral received (other)

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Shares available for repurchase (other)

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Shares outstanding (other)

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Stock options outstanding (other)

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Stockholders of record (other)

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Top 10 U.S. broker-dealers served (other)

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Trade processing volume (other)

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Trade volume processed (other)

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Trades cleared per day (other)

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Trades processed per day (other)

Treasury shares (other)

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U.S. fixed income trade processing (other)

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U.S. fixed income trade volume (other)

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U.S. fixed income trade volume share (other)

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U.S. fixed income trades processed (other)

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U.S. outstanding shares processed (other)

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U.S. primary dealers served (other)

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U.S. proxy share coverage (other)

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U.S. proxy shares processed (other)

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U.S. share votes processed (other)

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U.S. shares processed in proxy services (other)

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US shares processed in proxy services (other)

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Unused credit facility capacity (other)

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Unused revolving credit capacity (other)

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Working capital (other)

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Equity and fixed income trades processed (production_volume)

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Facilities (properties)

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Common stock outstanding (shares_outstanding)

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Leased space (square_footage)

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Pieces processed (throughput)

Investor communications processed (transactions)

Investor communications distributed (units_shipped)

ProxyEdge users (users)

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Human capital disclosures. Workforce totals and demographics are point-in-time. Flow metrics use the year-to-date period for 10-Q and full year for 10-K. Workforce actions (RIFs, restructurings, acquisition-related changes) are listed in the table at the bottom.

Workforce Totals

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Demographics

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Workforce Breakdowns

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HCM Metrics — Point-in-Time

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HCM Metrics — Flow (Annual / YTD)

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Workforce Actions

Period EndTypeStatusAffected% WorkforceAnnouncedExpected CompletionGeographySegment / FunctionChargeSourceNote
2026-06-30restructuringcompleted2026-03-31Corporate and OtherUSD 13 (millions)MD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Severance and other costs for the closure of substantially all operations of a production facility; actions and costs completed in Q3 FY2026 (quarter ended 2026-03-31); $13.2M charge in FY2026 only — program began in FY2025 (restructuring liability $22.7M at 2025-06-30, $9.3M at 2026-06-30 per Note 14); employees affected not disclosed; costs recorded in Corporate and Other, not in segment profit
2026-06-30acquisition_additioncompletedUnited States; United Kingdom; EuropeICS and GTO segmentsbusiness_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Four businesses acquired in FY2026 for aggregate cash of $300.2M ($282.8M net of cash acquired): Signal (Aug 2025, ICS), iJoin (Sep 2025, ICS), Acolin (Jan 2026, ICS), CQG (Apr 2026, GTO); headcount added through these acquisitions is not disclosed
2026-06-30restructuringcompleted2026-03-31USD 13 (millions)MD&A
f5-10k / Qwen3.6-27B-Q8_0		Severance and other costs related to the closure of substantially all operations of a production facility. Actions and associated costs were completed in the third quarter of fiscal year 2026.
2026-03-31restructuringcompleted2026-03-31CorporateUSD 20 (millions)other
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Severance and other costs for closure of substantially all operations at a production facility; total estimated pre-tax costs approximately $20 million; actions completed in Q3 FY2026. No employee count disclosed. Restructuring liability of $9.7M at 2026-03-31 (vs $22.7M at 2025-06-30) within payables and accrued expenses.
2026-03-31restructuringcompleted2026-03-31Corporate and OtherUSD 20 (millions)MD&A
f5-10q / Qwen3.6-27B-Q8_0		Closure of substantially all operations of a production facility. Total estimated pre-tax costs were approximately $20 million, completed in Q3 FY2026. Employee count not disclosed.
2025-12-31restructuringin_progress2026-03-31Corporate and OtherUSD 20 (millions)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Severance and other costs for closing substantially all operations of a production facility; $5.2M charged in Q2 FY2026 and $9.7M in 1H FY2026; restructuring liability of $13.1M at 2025-12-31 (Note 10). No employee count disclosed.
2025-12-31acquisition_additioncompleted2025-09United StatesInvestor Communication Solutionsbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Acquisition of LDI-MAP, LLC (iJoin), retirement plan technology provider; purchase price $31.9M cash plus $3.5M deferred and $8.5M contingent consideration. No headcount disclosed.
2025-12-31acquisition_additioncompleted2025-08United KingdomInvestor Communication Solutionsbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Acquisition of Signal Agency Limited, UK-based omni-channel communications provider; purchase price $26.6M net of cash acquired. No headcount disclosed.
2025-12-31acquisition_additioncompleted2026-01-05EuropeInvestor Communication Solutionssubsequent_events
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Acquisition of Acolin Group Holdco Limited, European cross-border fund distribution and regulatory services provider; purchase price approximately $70.1M plus contingent consideration. No headcount disclosed.
2025-12-31restructuringin_progress2026-09-30Corporate and OtherUSD 20 (millions)MD&A
f5-10q / Qwen3.6-27B-Q8_0		Closure of substantially all operations of a production facility. Total estimated pre-tax costs approx $20M, including severance. Completion expected in Q3 FY2026. Q2 charges were $5.2M; YTD charges were $9.7M.
2025-09-30plant_closurein_progress2025-12-31Corporate Restructuring Initiative — production facility closureUSD 4 (millions)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Q1 FY2026 charge of $4.4M for severance and other costs tied to closing substantially all operations of a production facility; total estimated pre-tax program cost of $20M–$25M, expected complete by end of Q2 FY2026. Costs recorded in Corporate and Other, not in segment profit. No employee count disclosed. Related restructuring liability was $16.1M at 2025-09-30 (Note 10).
2025-09-30acquisition_additioncompletedUnited StatesInvestor Communication Solutions (ICS)business_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		September 2025 acquisition of LDI-MAP, LLC (iJoin), a retirement plan technology provider; purchase price $31.9M cash plus $3.5M deferred and $8.5M contingent consideration. Acquired headcount not disclosed.
2025-09-30acquisition_additioncompletedUnited KingdomInvestor Communication Solutions (ICS)business_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		August 2025 acquisition of Signal Agency Limited, a UK omni-channel communications provider; purchase price $26.6M net of cash acquired. Acquired headcount not disclosed.
2025-09-30acquisition_additionannounced2025-07-31EuropeInvestor Communication Solutions (ICS)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML		July 2025 announced acquisition of Acolin Group Holdco Limited (cross-border fund distribution and regulatory services), ~$70M plus contingent consideration; expected to close in H1 FY2026 subject to regulatory approvals. Announcement day within month not specified; date shown is month-end placeholder. Acquired headcount not disclosed.
2025-09-30restructuringin_progress2026-06-30Corporate and OtherUSD 4 (millions)MD&A
f5-10q / Qwen3.6-27B-Q8_0		Severance and other costs related to the closure of substantially all operations of a production facility. Total estimated pre-tax costs are approximately $20 million to $25 million.
2025-06-30plant_closurein_progress2026-03-31Production facility (not named)USD 7 (millions)MD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML		FY2025 charge of $7.4M for severance and other costs tied to closing substantially all operations of a production facility; total estimated pre-tax costs for the closure are $20M-$25M, expected to be completed by end of Q2 fiscal 2026. Employees affected not disclosed; costs recorded in Corporate and Other, not in segment profit.
2025-06-30acquisition_additioncompleted2024-11-012024-11-01CanadaGlobal Technology and OperationsUSD 186 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Acquisition of Kyndryl's Securities Industry Services business providing wealth management, capital markets and IT solutions in Canada; cash payments of $185.5M. Headcount added not disclosed. Discussions with the Canadian Competition Bureau ongoing.
2025-06-30acquisition_additioncompleted2024-072024-07United StatesInvestor Communication Solutionsbusiness_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Acquisition of CompSci, a cloud-based SEC filing software provider; SIS and CompSci combined aggregate purchase price of $193.5M. Headcount added not disclosed; exact closing day not stated.
2025-06-30acquisition_additionannounced2025-07EuropeInvestor Communication SolutionsUSD 70 (millions)subsequent_events
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Post-fiscal-year-end announcement of proposed acquisition of Acolin Group Holdco Limited, a European cross-border fund distribution and regulatory services provider; ~$70M plus contingent consideration, expected to close in H1 fiscal 2026 subject to regulatory approvals. Headcount not disclosed.
2025-06-30restructuringin_progress2024-10-012026-06-30GlobalCorporate Restructuring InitiativeUSD 7 (millions)MD&A
f5-10k / Qwen3.6-27B-NVFP4-MTP-HTML		Fiscal 2025 restructuring costs of $7.4 million related to closure of substantially all operations of a production facility. Total estimated pre-tax costs for actions are $20 million to $25 million, expected to be completed by end of second quarter of fiscal year 2026.
2025-06-30acquisition_additioncompleted2024-11-012024-11-01CanadaGlobal Technology and OperationsUSD 186 (millions)business_combinations_footnote
f5-10k / Qwen3.6-27B-NVFP4-MTP-HTML		Acquisition of Kyndryl’s Securities Industry Services (SIS) business. Headcount not explicitly disclosed.
2025-06-30acquisition_additioncompleted2024-07-012024-07-01United StatesInvestor Communication SolutionsUSD 8 (millions)business_combinations_footnote
f5-10k / Qwen3.6-27B-NVFP4-MTP-HTML		Acquisition of CompSci. Headcount not explicitly disclosed.
2025-06-30restructuringin_progress2024-10-012026-06-30GlobalCorporate and OtherUSD 7 (millions)MD&A
f5-10k / Qwen3.6-27B-Q8_0		Fiscal 2025 costs of $7.4 million consist of severance and other costs related to the closure of substantially all operations of a production facility. Total estimated pre-tax costs are $20 million to $25 million, expected to be completed by the end of the second quarter of fiscal year 2026. This is part of the Corporate Restructuring Initiative initiated in Q4 FY2023.
2025-03-31plant_closurein_progress2025-03-312025-12-31USD 6 (millions)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML		In Q3 FY2025 the company decided to close substantially all operations of a production facility, incurring $5.5M severance. Completion expected by end of Q2 FY2026. No employee count or facility location disclosed. Costs recorded in Other segment, not in segment profit.
2025-03-31acquisition_additioncompleted2024-11-01CanadaGlobal Technology and Operationsbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Acquisition of Kyndryl's Securities Industry Services business closed 2024-11-01 for $185.5M cash. No headcount added disclosed. Discussions with Canadian Competition Bureau ongoing.
2025-03-31restructuringin_progress2024-10-012026-06-30Production facilityUSD 6 (millions)restructuring_footnote
f5-10q / Qwen3.6-27B-Q8_0		Company determined it plans to close down substantially all operations of a production facility. Actions and associated costs expected to be completed by end of Q2 FY2026. Employee count not disclosed.
2025-03-31acquisition_additioncompleted2024-11-01CanadaGlobal Technology and Operationsbusiness_combinations_footnote
f5-10q / Qwen3.6-27B-Q8_0		Acquired Kyndryl's Securities Industry Services (SIS) business. Headcount added not explicitly disclosed.
2024-12-31restructuringcompleted2023-10-012024-09-30GlobalCorporate / All SegmentsUSD 45 (millions)restructuring_footnote
f5-10q / Qwen3.6-27B-Q8_0		Corporate Restructuring Initiative initiated in Q4 FY2023 to exit/realign businesses, streamline management, and reduce headcount. Total severance costs of $45.2M recorded in FY2024. Completed in Q4 FY2024.
2024-12-31acquisition_additioncompleted2024-11-012024-11-01CanadaGlobal Technology and Operationsbusiness_combinations_footnote
f5-10q / Qwen3.6-27B-Q8_0		Acquired Kyndryl's Securities Industry Services (SIS) business. Headcount not explicitly disclosed.
2024-12-31acquisition_additioncompleted2024-05-012024-05-01United StatesInvestor Communication Solutionsbusiness_combinations_footnote
f5-10q / Qwen3.6-27B-Q8_0		Acquired AdvisorTarget. Headcount not explicitly disclosed.
2024-09-30restructuringcompleted2023-04-012024-06-30GlobalCorporate; businesses exited or realigned; management structure; deprioritized areasUSD 45 (millions)restructuring_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Corporate Restructuring Initiative initiated in Q4 FY2023 and completed in Q4 FY2024; FY2024 severance costs of $45.2M recorded in operating expenses and excluded from segment profit. Remaining restructuring liability of $13.4M at 2024-09-30 (vs. $38.9M at 2024-06-30). Number of employees affected not disclosed.
2024-09-30acquisition_additionannounced2024-11-012024-11-01CanadaGlobal Technology and Operations (GTO)USD 185 (millions)subsequent_events
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Completed acquisition of Kyndryl's Securities Industry Services business on 2024-11-01 for approximately $185M; purchase price, not a workforce charge. Headcount added not disclosed. Canadian Competition Bureau discussions ongoing.
2024-09-30restructuringin_progress2023-10-01Corporate / OtherUSD 45 (millions)restructuring_footnote
f5-10q / Qwen3.6-27B-Q8_0		Corporate Restructuring Initiative initiated in Q4 FY2023 to exit/realign businesses and reduce headcount. Total severance costs of $45.2M recorded in FY2024 operating expenses. Restructuring liability was $13.4M as of Sept 30, 2024.
2024-09-30acquisition_additioncompleted2024-05-01Investor Communication Solutionsbusiness_combinations_footnote
f5-10q / Qwen3.6-27B-Q8_0		Acquired AdvisorTarget in May 2024. Headcount not explicitly disclosed.
2024-09-30acquisition_additionannounced2024-11-01CanadaGlobal Technology and Operationssubsequent_events
f5-10q / Qwen3.6-27B-Q8_0		Completed acquisition of Kyndryl's Securities Industry Services business on Nov 1, 2024. Headcount not explicitly disclosed.
2024-06-30restructuringcompleted2023-06-302024-06-30GlobalCorporate; exit and realignment of certain businesses, management streamlining, work reallocation to lower cost locationsUSD 45 (millions)restructuring_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Corporate Restructuring Initiative initiated in Q4 fiscal 2023 and completed in Q4 fiscal 2024. FY2024 severance costs of $45.2M recorded in operating expenses (FY2023: $20.4M); FY2024 Restructuring and Other Related Costs totaled $63.0M including a $7.0M asset impairment from exiting a business. Restructuring liability of $38.9M at June 30, 2024. Employees affected not disclosed.
2024-06-30acquisition_additioncompleted2024-05-012024-05-31United StatesInvestor Communication Solutionsbusiness_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		AdvisorTarget acquired in May 2024 for $34.3M cash plus deferred and contingent consideration; acquired headcount not disclosed.
2024-06-30acquisition_additionannounced2024-05-01CanadaGlobal Technology and OperationsUSD 200 (millions)MD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Proposed acquisition announced May 2024, total purchase price approximately $200 million, subject to customary closing conditions including regulatory approvals; associated headcount not disclosed. Charge value represents purchase price, not a severance or restructuring charge.
2024-06-30restructuringcompleted2023-10-01GlobalCorporateUSD 63 (millions)MD&A
f5-10k / Qwen3.6-27B-NVFP4-MTP-HTML		Corporate Restructuring Initiative initiated in Q4 FY2023. FY2024 costs include $56.0M severance/professional services and $7.0M asset impairment. Employee count not disclosed.
2024-06-30restructuringcompleted2023-10-012024-06-30GlobalCorporate / All SegmentsUSD 56 (millions)restructuring_footnote
f5-10k / Qwen3.6-27B-Q8_0		Corporate Restructuring Initiative initiated in Q4 FY2023. FY2024 charges include $56.0M severance/professional services and $7.0M asset impairment. Total restructuring costs for FY2024 were $63.0M.
2024-06-30restructuringin_progressUSD 45,200,000 (absolute)restructuring_footnote
f5-10k / no-ai-xblr
2024-03-31restructuringin_progress2023-06-302024-06-30Corporate / multipleUSD 60 (millions)restructuring_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Corporate Restructuring Initiative announced in Q4 FY2023; estimated total pre-tax costs $60–75M, $27.4M incurred to date. Severance liability $2.7M at 2024-03-31. No employee headcount disclosed. Includes $7.0M asset impairment in Q3 FY2024 from business exit.
2024-03-31othercompletedUnited StatesInvestor Communication Solutions — Customer Communications (Edgewood, NY)USD 10 (millions)other
f5-10q / MiMo-V2.6-Flash-fp8-HTML		FLSA/NY Labor Law class action settlement agreed in Q3 FY2024 for $9.9M with $8.2M incremental reserve; subject to court approval. Number of affected employees not disclosed.
2024-03-31restructuringin_progress2023-10-012024-06-30USD 7 (millions)restructuring_footnote
f5-10q / Qwen3.6-27B-Q8_0		Corporate Restructuring Initiative initiated in Q4 FY2023. Q3 FY2024 included $7.0M asset impairment charge for exiting a business in GTO segment. Total estimated pre-tax costs $60.0M-$75.0M; $27.4M incurred to date. Completion expected by end of FY2024.
2024-03-31otherin_progress2024-03-31United StatesInvestor Communication SolutionsUSD 10 (millions)restructuring_footnote
f5-10q / Qwen3.6-27B-Q8_0		Settlement of Fair Labor Standards Act and New York Labor Law claim by machine operators at BRCC. Total settlement $9.9M; incremental reserve of $8.2M provided in Q3 FY2024. Subject to court approval.
2023-12-31restructuringin_progress2023-06-302024-06-30CorporateUSD 20 (millions)restructuring_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Corporate restructuring initiated in Q4 FY2023 to streamline management, shift work to lower-cost locations, and cut headcount in deprioritized areas. $20.4M of severance incurred to date; total estimated pre-tax costs of $35M-$50M, with remaining charges expected by end of FY2024. Restructuring liability was $4.8M at 2023-12-31 (down from $19.5M at 2023-06-30). No employee count disclosed.
2023-12-31restructuringin_progress2023-10-012024-06-30GlobalCorporate / ManagementUSD 20 (millions)restructuring_footnote
f5-10q / Qwen3.6-27B-Q8_0		Initiated in Q4 FY2023 to streamline management structure and reduce headcount in deprioritized areas. Total estimated pre-tax costs $35M-$50M; $20.4M incurred to date. Employee count affected not disclosed.
2023-09-30restructuringin_progress2024-03-31CorporateUSD 20 (millions)restructuring_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Corporate restructuring initiated in Q4 FY2023 to streamline management, shift work to lower-cost locations, and cut headcount in deprioritized areas. $20.4M severance incurred to date; total estimated pre-tax costs of $35M-$50M, with remaining charges expected in Q3 FY2024. Restructuring liability was $7.9M at 2023-09-30 (vs. $19.5M at 2023-06-30). Number of employees affected not disclosed; charges recorded in the Other segment, excluded from segment profit.
2023-09-30restructuringin_progress2023-06-302024-09-30GlobalCorporate / ManagementUSD 20 (millions)restructuring_footnote
f5-10q / Qwen3.6-27B-Q8_0		Initiated in Q4 FY2023 to streamline management structure and reduce headcount in deprioritized areas. Total estimated pre-tax costs $35M-$50M; $20.4M incurred to date. Remaining charges expected in Q3 FY2024.
2023-06-30restructuringin_progress2024-03-31GlobalCorporate (recorded in the Other segment)USD 20 (millions)restructuring_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Corporate restructuring initiated in fiscal Q4 2023 to streamline management, shift work to lower-cost locations and reduce headcount in deprioritized areas. $20.4M of severance incurred in FY2023; total estimated pre-tax program cost of $35.0M-$50.0M with the remainder expected in fiscal Q3 2024. Restructuring liability was $19.5M at June 30, 2023. Number of employees affected not disclosed; no announcement date stated.
2023-06-30othercompleted2802023-06-30RussiaGlobal Technology and Operations (software development and support)USD 12 (millions)MD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Wind-down of Russian operations; approximately 280 associates in St. Petersburg (under 2% of total associates) provided GTO development and support services before the wind-down, and none remained as of June 30, 2023. Associated charge is FY2023 Russia-Related Exit Costs of $12.1M in operating expenses (including associate relocation), offset by a $1.2M non-operating gain. Services were relocated to Europe and Asia. Announcement date not stated (wind-down began in response to the 2022 invasion of Ukraine).
2023-06-30restructuringin_progress2023-04-012024-09-30GlobalCorporate and ManagementUSD 20 (millions)restructuring_footnote
f5-10k / Qwen3.6-27B-NVFP4-MTP-HTML		Initiative to streamline management structure, reallocate work to lower cost locations, and reduce headcount in deprioritized areas. Total estimated pre-tax costs $35.0M-$50.0M; $20.4M incurred to date in FY2023. Remaining charges expected in Q3 FY2024.
2023-06-30restructuringcompleted2022-02-242023-06-30RussiaGlobal Technology and OperationsUSD 12 (millions)MD&A
f5-10k / Qwen3.6-27B-NVFP4-MTP-HTML		Wind down of business activities in Russia in response to invasion of Ukraine. Includes relocation-related expenses. Operations closed as of June 30, 2023.
2023-06-30restructuringin_progress2023-04-012024-09-30GlobalManagement and deprioritized areasUSD 20 (millions)restructuring_footnote
f5-10k / Qwen3.6-27B-Q8_0		Corporate restructuring initiative to streamline management structure, reallocate work, and reduce headcount. $20.4M incurred in FY2023; total estimated pre-tax costs $35.0M-$50.0M. Remaining charges expected in Q3 FY2024.
2023-06-30restructuringcompleted2022-02-242023-06-30RussiaSoftware development and supportUSD 11 (millions)MD&A
f5-10k / Qwen3.6-27B-Q8_0		Wind down of business activities in Russia. Approximately 280 associates relocated. Costs include relocation expenses. Operations closed as of June 30, 2023.
2023-06-30restructuringin_progressSelling, General and Administrative Expenses [Member]USD 20,400,000 (absolute)restructuring_footnote
f5-10k / no-ai-xblr
2023-03-31othercompleted280RussiaGlobal Technology and Operations (software development and support)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Approximately 280 St. Petersburg associates (less than 2% of total associates) affected by the wind-down of Russian operations; services relocated to Europe and Asia. Filing states operations in Russia have been closed; no announcement date or charge disclosed, and the action pre-dates the current quarter.
2023-03-31restructuringin_progressRussiaGlobal Technology and OperationsUSD 2 (millions)MD&A
f5-10q / Qwen3.6-27B-Q8_0		Wind down of business activities in Russia; approx. 280 associates relocated to Europe and Asia. Charge labeled 'Russia-Related Exit Costs'.
2022-12-31plant_closurein_progress280Russia (St. Petersburg)Global Technology and OperationsUSD 11 (millions)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Approximately 280 associates (under 2% of total associates) provided GTO software development and support in St. Petersburg; company is winding down Russia operations. Charge of $10.5M operating expense for six months ended 2022-12-31, offset by $1.2M non-operating gain. No announcement date or completion date stated.
2022-12-31restructuringin_progressRussiaGlobal Technology and OperationsUSD 8 (millions)MD&A
f5-10q / Qwen3.6-27B-Q8_0		Wind down of business activities in Russia in response to invasion of Ukraine. Includes relocation-related expenses of impacted associates. Filing notes approximately 280 associates were previously in St. Petersburg. No specific headcount reduction number is disclosed for this quarter, only the financial charge.
2022-09-30restructuringin_progress280Russia (St. Petersburg)Global Technology and Operations (software development and support)USD 3 (millions)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Approximately 280 associates (stated as less than 2% of total associates) in St. Petersburg prior to the conflict; company is terminating relationships and winding down Russia operations, relocating services to Europe and Asia. Related Russia-Related Exit Costs of $2.6 million recognized in the quarter (excluded from Adjusted Operating income). No announcement date, completion date, or total-company headcount disclosed.
2022-09-30restructuringin_progress2802%RussiaGlobal Technology and OperationsUSD 3 (millions)MD&A
f5-10q / Qwen3.6-27B-Q8_0		Wind down of business activities in Russia; includes relocation-related expenses. 280 associates in St. Petersburg provide software development/support.
2022-06-30restructuringin_progress280RussiaGlobal Technology and Operations — software development and supportUSD 1 (millions)MD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Approximately 280 associates in St. Petersburg (stated as less than 2% of total associates) prior to the wind-down; filing does not state a final affected count, an announcement date, or a completion date. Charge of $1.4M is the FY2022 Russia-Related Exit Costs reported in the Non-GAAP reconciliation.
2022-06-30otherin_progress2802022-02-24RussiaGlobal Technology and OperationsMD&A
f5-10k / Qwen3.6-27B-Q8_0		Wind down of business activities in Russia; approximately 280 associates in St. Petersburg providing software development and support services. Services being moved to other locations in Europe and Asia.
2022-03-31otherin_progress2802022-02-24RussiaGlobal Technology and OperationsMD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Approximately 280 associates in St. Petersburg providing software development and support for GTO products; company is terminating Russian client relationships and relocating services to Europe and Asia. Represents less than 2% of total associates.
2021-06-30acquisition_additioncompleted2021-05-122021-05-12GlobalGlobal Technology and OperationsUSD 2,580 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Aggregate purchase price disclosed; no headcount added by the acquisition is disclosed. Itiviti financials constitute 37% of total assets and 1% of revenues as of FY2021.
2021-06-30acquisition_additioncompleted2021-06-302021-06-30GlobalGlobal Technology and OperationsUSD 33 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Acquired June 2021; aggregate purchase price disclosed, no headcount figure given.
2021-03-31othercompleted2020-04-012020-04-30GlobalIT Servicesother
f5-10q / Qwen3.6-27B-Q8_0		Company transferred certain employees to IBM and its affiliates as part of the IBM Private Cloud Agreement.
2020-12-31restructuringin_progressUSD 38 (millions)MD&A
f5-10q / Qwen3.6-27B-Q8_0		Real Estate Realignment and Covid-19 Related Expenses of $37.8 million for the six months ended Dec 31, 2020, including lease exit and impairment charges and other facility exit costs. Employee count not disclosed.
2020-12-31othercompletedGlobalInformation Technologyother
f5-10q / Qwen3.6-27B-Q8_0		Transfer of certain employees to IBM and its affiliates in April 2020 pursuant to the IBM Private Cloud Agreement. These employees continue to provide services to the Company on behalf of IBM.
2020-09-30othercompleted2020-04GlobalInformation Technologyother
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Certain employees transferred to IBM and its affiliates in April 2020 to continue providing services to the Company under the IBM Private Cloud Agreement; headcount not disclosed.
2020-09-30restructuringin_progressUSD 29 (millions)MD&A
f5-10q / Qwen3.6-27B-Q8_0		Costs associated with real estate realignment initiative, including lease exit and impairment charges and other facility exit costs.
2020-09-30othercompletedMD&A
f5-10q / Qwen3.6-27B-Q8_0		Transferred certain employees to IBM and its affiliates under the IBM Private Cloud Agreement.
2020-06-30acquisition_additioncompleted2019-10-01Global Technology and OperationsUSD 39 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		October 2019 acquisition of Shadow Financial Systems, Inc.; aggregate purchase price disclosed but no acquired headcount disclosed. Announcement month only (October 2019).
2020-06-30acquisition_additioncompleted2019-11-01Investor Communication SolutionsUSD 120 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		November 2019 acquisition of Fi360, Inc.; aggregate purchase price disclosed but no acquired headcount disclosed. Announcement month only (November 2019).
2020-06-30acquisition_additioncompleted2019-11-01Global Technology and OperationsUSD 69 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		November 2019 acquisition of ClearStructure Financial Technology, LLC; aggregate purchase price disclosed but no acquired headcount disclosed. Announcement month only (November 2019).
2020-06-30acquisition_additioncompleted2020-02-01United KingdomInvestor Communication SolutionsUSD 70 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		February 2020 acquisition of FundsLibrary Limited; aggregate purchase price disclosed but no acquired headcount disclosed. Announcement month only (February 2020).
2020-06-30othercompleted2020-04-01Information Technologyother
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Certain employees transferred to IBM and its affiliates in April 2020 under the IBM Private Cloud Agreement; number of employees transferred not disclosed. A related non-cash pre-tax charge of $30.4 million was recorded on hardware to be transferred to IBM.
2020-03-31otherannounced2019-122020-04-30GlobalInformation Technology / Operationsother
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Under the IBM Private Cloud Agreement signed December 2019, certain employees were transferred to IBM and affiliates in April 2020 to continue providing services to Broadridge. Headcount transferred not disclosed.
2020-03-31acquisition_additioncompleted2019-10-01United StatesGlobal Technology and Operationsbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Acquisition of Shadow Financial Systems, Inc. completed October 2019; headcount added not disclosed.
2020-03-31acquisition_additioncompleted2019-11-01United StatesInvestor Communication Solutions / Global Technology and Operationsbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Acquisition of Fi360, Inc. completed November 2019; headcount added not disclosed.
2020-03-31acquisition_additioncompleted2019-11-01United StatesGlobal Technology and Operationsbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Acquisition of ClearStructure Financial Technology, LLC completed November 2019; headcount added not disclosed.
2020-03-31acquisition_additioncompleted2020-02-01United Kingdom / EuropeInvestor Communication Solutionsbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Acquisition of FundsLibrary Limited completed February 2020; headcount added not disclosed.
2020-03-31otherin_progress2019-12-012020-09-30GlobalInformation TechnologyMD&A
f5-10q / Qwen3.6-27B-Q8_0		Company transferred certain employees to IBM and affiliates in April 2020 under the IBM Private Cloud Agreement. These employees continue to provide services to the Company on behalf of IBM. No specific headcount or severance charge was disclosed for this transfer.
2019-12-31acquisition_additioncompleted2019-10-01USD 39 (millions)business_combinations_footnote
f5-10q / Qwen3.6-27B-Q8_0		Acquisition of Shadow Financial Systems, Inc. completed in October 2019. Headcount not disclosed.
2019-12-31acquisition_additioncompleted2019-11-01USD 120 (millions)business_combinations_footnote
f5-10q / Qwen3.6-27B-Q8_0		Acquisition of Fi360, Inc. completed in November 2019. Headcount not disclosed.
2019-12-31acquisition_additioncompleted2019-11-01USD 69 (millions)business_combinations_footnote
f5-10q / Qwen3.6-27B-Q8_0		Acquisition of ClearStructure Financial Technology, LLC completed in November 2019. Headcount not disclosed.
2019-12-31otherin_progress2019-12-012020-09-30GlobalInformation TechnologyUSD 32 (millions)other
f5-10q / Qwen3.6-27B-Q8_0		Transfer of hardware and maintenance contracts to IBM under Private Cloud Agreement. Certain employees expected to become employees of IBM or affiliates. Headcount of transferred employees not disclosed.
2019-09-30acquisition_additioncompleted2019-10-01United StatesGlobal Technology and OperationsUSD 39 (millions)subsequent_events
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Acquisition of Shadow Financial Systems; purchase price approximately $39.0 million. Headcount added not disclosed.
2019-09-30acquisition_additioncompleted2019-11-01United StatesInvestor Communication SolutionsUSD 120 (millions)subsequent_events
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Acquisition of Fi360; purchase price approximately $120.0 million. Headcount added not disclosed.
2019-06-30acquisition_additioncompleted2019-05-312019-05-31IrelandGlobal Technology and OperationsUSD 42 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Aggregate purchase price of $41.9M; acquired headcount not disclosed. Month-only date (May 2019).
2019-06-30acquisition_additioncompleted2019-06-302019-06-30CanadaInvestor Communication SolutionsUSD 303 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Aggregate purchase price of $302.9M; acquired headcount not disclosed. Month-only date (June 2019).
2019-06-30acquisition_additioncompleted2019-06-302019-06-30United StatesInvestor Communication SolutionsUSD 62 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Aggregate purchase price of $61.5M for acquired assets; acquired headcount not disclosed. Month-only date (June 2019).
2018-06-30acquisition_additioncompleted2017-10United StatesInvestor Communication SolutionsUSD 31 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Acquisition of Summit Financial Disclosure, LLC completed October 2017; aggregate purchase price $30.6 million. No headcount added disclosed.
2018-06-30acquisition_additioncompleted2018-03IsraelInvestor Communication SolutionsUSD 24 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Acquisition of ActivePath Solutions Ltd completed March 2018; aggregate purchase price $24.2 million. No headcount added disclosed.
2018-06-30acquisition_additioncompleted2018-05IrelandInvestor Communication SolutionsUSD 47 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Acquisition of FundAssist Limited completed May 2018; aggregate purchase price $47.0 million. No headcount added disclosed.
2017-09-30acquisition_additionannounced2017-10-312017-10-31United StatesInvestor Communication SolutionsUSD 29 (millions)subsequent_events
f5-10q / MiMo-V2.6-Flash-fp8-HTML		October 2017 cash acquisition of Summit, a financial document management provider; purchase price $29.0M ($27.5M cash plus $1.5M indemnity holdback) plus contingent consideration up to $11.0M. No headcount disclosed.
2017-06-30acquisition_additioncompleted2016-07-012016-07-01North AmericaInvestor Communication SolutionsUSD 410 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Acquisition of the North American Customer Communications business of DST Systems for $410.0 million cash ($406.2 million net of cash acquired); headcount added not disclosed. Charge shown is aggregate purchase price, not a severance charge.
2017-06-30acquisition_additioncompleted2016-11-012016-11-01United StatesGlobal Technology and OperationsUSD 25 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Acquisition of M&O Systems, Inc. for $24.9 million; headcount added not disclosed. Charge shown is aggregate purchase price, not a severance charge.
2017-06-30acquisition_additioncompleted2017-03-012017-03-01United KingdomGlobal Technology and OperationsUSD 25 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Purchase of the remaining 75% of Message Automation Limited for $24.8 million; headcount added not disclosed. Charge shown is aggregate purchase price, not a severance charge.
2016-12-31acquisition_additioncompleted2016-07-01North AmericaInvestor Communication Solutionsbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Acquisition of DST Systems' North American Customer Communications business; purchase price $410.0 million cash. Headcount added not disclosed.
2016-12-31acquisition_additioncompleted2016-11-01United StatesGlobal Technology and Operationsbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		November 2016 acquisition of M&O Systems, a SaaS compensation management provider; purchase price $24.8 million. Headcount added not disclosed.
2016-06-30acquisition_additioncompleted2015-112015-11United StatesInvestor Communication SolutionsUSD 16 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Acquisition of QED Financial Systems, investment accounting solutions provider; headcount added not disclosed.
2016-06-30acquisition_additioncompleted2016-062016-06United KingdomGlobal Technology and OperationsUSD 38 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Acquisition of 4sight Financial Software Limited, securities financing and collateral management systems; headcount added not disclosed.
2016-06-30restructuringin_progressOther (corporate)USD 9 (millions)MD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML		MD&A attributes part of the higher corporate loss in FY2016 to increased severance costs of $9.2 million; no employee count or program details disclosed.
2016-06-30acquisition_additioncompleted2016-07-012016-07-01North AmericaInvestor Communication SolutionsUSD 410 (millions)subsequent_events
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Acquisition of DST Systems' North American Customer Communications business closed July 1, 2016, after fiscal year-end; headcount added not disclosed, but total employees rose to approximately 10,000.
2016-06-30acquisition_additioncompleted2016-07-012016-07-01North AmericaInvestor Communication SolutionsUSD 410 (millions)Item 1. Business - History and Development
f5-10k / Qwen3.6-27B-NVFP4-MTP-HTML		Completed in July 2016, shortly after fiscal year-end. Acquired North American Customer Communications (NACC) business. Aggregate purchase price $410.0 million. Employee count impact not explicitly quantified for this specific acquisition, but total headcount rose from ~8,000 to ~10,000 following this and other recent acquisitions.
2016-06-30acquisition_additioncompleted2016-06-302016-06-30GlobalGlobal Technology and OperationsUSD 38 (millions)Item 1. Business - History and Development
f5-10k / Qwen3.6-27B-NVFP4-MTP-HTML		Completed in June 2016. Acquired 4sight Financial, a global provider of securities financing and collateral management systems. Aggregate purchase price $38.3 million.
2016-06-30acquisition_additioncompleted2015-11-302015-11-30United StatesInvestor Communication SolutionsUSD 16 (millions)Item 1. Business - History and Development
f5-10k / Qwen3.6-27B-NVFP4-MTP-HTML		Completed in November 2015. Acquired QED, a provider of investment accounting solutions. Aggregate purchase price $15.5 million.
2016-06-30acquisition_additioncompleted2016-07-012016-07-01North AmericaInvestor Communication SolutionsItem 1. Business - Employees
f5-10k / Qwen3.6-27B-Q8_0		Acquisition of NACC business of DST Systems, Inc. closed July 1, 2016. Brought total employee count from approx. 8,000 to approx. 10,000.
2016-03-31acquisition_additioncompleted2015-11-01United StatesInvestor Communication Solutionsbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Acquisition of QED completed November 2015; purchase price $15.5 million. Headcount added not disclosed in the filing.
2015-12-31acquisition_additioncompleted2015-11-30United StatesInvestor Communication SolutionsUSD 16 (millions)business_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Acquisition of QED, an investment accounting solutions provider for public sector institutional investors; purchase price $15.5M. Headcount added not disclosed; announcement month given as November 2015 (day not specified).
2015-06-30acquisition_additioncompleted2014-12United StatesGlobal Technology and Operationsbusiness_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Aggregate purchase price $32.7 million; acquired headcount not disclosed
2015-06-30acquisition_additioncompleted2015-03United StatesInvestor Communication Solutionsbusiness_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Aggregate purchase price $34.5 million; acquired headcount not disclosed
2015-06-30acquisition_additioncompleted2015-04United StatesInvestor Communication Solutionsbusiness_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Aggregate purchase price $73.2 million; acquired headcount not disclosed
2015-06-30acquisition_additioncompleted2015-06United StatesInvestor Communication Solutionsbusiness_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Purchase price $77.0 million; acquired headcount not disclosed
2014-12-31acquisition_additioncompleted2014-12-01Global Technology and OperationsUSD 32 (millions)business_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Purchase price $31.6M for real-time FX solutions provider; no headcount of acquired employees disclosed.
2014-12-31restructuringin_progressCorporateUSD 2 (millions)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML		MD&A cites a $1.7M year-over-year increase in costs from corporate staffing changes; no employee counts or timing disclosed.
2014-12-31acquisition_additionannounced2015-01-012015-06-30Investor Communication Solutions (Matrix)subsequent_events
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Agreement to acquire Wilmington Trust trade processing business, announced January 2015, expected to close late in Q3 FY2015; no headcount disclosed.
2014-06-30acquisition_additioncompleted2013-07-01United StatesInvestor Communication SolutionsUSD 38 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Purchase price $37.6 million net of cash acquired; no headcount for the acquired business disclosed. Charge value shown is purchase price, not a severance or restructuring charge.
2014-06-30acquisition_additioncompleted2014-02-01United StatesInvestor Communication SolutionsUSD 60 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Purchase price $59.8 million net of cash acquired; no headcount for the acquired business disclosed. Charge value shown is purchase price, not a severance or restructuring charge.
2014-06-30restructuringcompletedUSD 11 (millions)MD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Filer reports $11.1 million of restructuring and reorganization costs incurred during fiscal 2014 as part of normal business operations; no employee counts, geographies, or timelines disclosed.
2014-06-30restructuringcompletedUSD 11 (millions)MD&A
f5-10k / Qwen3.6-27B-NVFP4-MTP-HTML		Company incurred $11.1 million in restructuring and reorganization costs during fiscal year 2014 as part of normal business operations. No specific employee count disclosed.
2014-06-30restructuringcompletedUSD 11 (millions)MD&A
f5-10k / Qwen3.6-27B-Q8_0		Company incurred $11.1 million in restructuring and reorganization costs during fiscal year 2014 as part of normal business operations. Employee count not disclosed.
2014-03-31acquisition_additioncompleted2013-07-01Investor Communication SolutionsUSD 38 (millions)business_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Purchase price $37.6M net of cash acquired; no headcount added disclosed. Announcement month only (July 2013).
2014-03-31acquisition_additioncompleted2014-02-01Investor Communication SolutionsUSD 60 (millions)business_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Purchase price $60.0M net of cash acquired; no headcount added disclosed. Announcement month only (February 2014).
2014-03-31otherin_progress2014-02-05CorporateUSD 1 (millions)MD&A
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Executive separation; MD&A cites $0.8M separation payment in Other segment loss. Number of employees affected not stated.
2014-03-31restructuringcompletedUSD 4 (millions)MD&A
f5-10q / Qwen3.6-27B-Q8_0		Reduction in restructuring charges of $3.8 million for the three months ended March 31, 2014, compared to prior year. Charges relate to severance, system development costs for Apex Clearing Holdings LLC and Canadian subsidiary of Penson Worldwide, Inc., and costs to restructure and outsource certain processing related to desktop applications.
2014-03-31restructuringcompletedUSD 8 (millions)MD&A
f5-10q / Qwen3.6-27B-Q8_0		Reduction in restructuring charges of $8.1 million for the nine months ended March 31, 2014, compared to prior year.
2014-03-31othercompleted2014-02-05ExecutiveUSD 1 (millions)MD&A
f5-10q / Qwen3.6-27B-Q8_0		Executive separation payment of $0.8 million related to Dan Sheldon, disclosed in Exhibit 10.1 Special Officer Separation Agreement dated February 5, 2014.
2013-12-31acquisition_additioncompleted2013-07-01Investor Communication Solutionsbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Acquisition of Bonaire Software Solutions, LLC closed July 2013 for $37.7 million net of cash; no headcount added through the transaction is disclosed in this filing.
2013-12-31acquisition_additioncompleted2013-07-01Investor Communication SolutionsUSD 38 (millions)business_combinations_footnote
f5-10q / Qwen3.6-27B-Q8_0		Acquired Bonaire in July 2013 for $37.7 million net of cash. Employee count not disclosed.
2013-09-30acquisition_additioncompleted2013-07-01Investor Communication SolutionsUSD 38 (millions)business_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Purchase price $37.7M net of cash acquired; no employee headcount added disclosed. Announcement month only (July 2013).
2013-06-30restructuringcompleted2013-06-30Other segment (corporate)USD 20 (millions)MD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML		FY2013 charges comprise severance costs, one-time system development costs for Apex and Penson Canada, and a one-time cost to restructure and outsource desktop application processing; no employee count disclosed. Amount is the FY2013 charge only (FY2012 was $80.9M).
2013-06-30acquisition_additionannounced2013-07-31Investor Communication SolutionsUSD 36 (millions)subsequent_events
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Mutual fund product acquisition completed July 2013 for $36.0M plus up to $4.0M contingent consideration over three years; headcount added not disclosed. Completion month stated only as July 2013.
2013-06-30restructuringcompleted2013-06-302013-06-30GlobalVariousUSD 18 (millions)MD&A
f5-10k / Qwen3.6-27B-NVFP4-MTP-HTML		Cost of revenues included higher restructuring costs of $18.2 million. Specific employee counts not disclosed.
2013-06-30acquisition_additioncompleted2013-07-012013-07-31United StatesInvestor Communication SolutionsUSD 36 (millions)subsequent_events
f5-10k / Qwen3.6-27B-NVFP4-MTP-HTML		Company completed acquisition in July 2013 for $36.0 million. Employee count not disclosed.
2013-06-30restructuringcompletedUSD 18 (millions)MD&A
f5-10k / Qwen3.6-27B-Q8_0		Higher restructuring costs of $18.2 million recorded in fiscal year 2013.
2013-03-31restructuringin_progressUSD 4 (millions)MD&A
f5-10q / Qwen3.6-27B-Q8_0		Restructuring costs of $3.8 million recorded in Cost of revenues for the three months ended March 31, 2013. Employee count not disclosed.
2013-03-31restructuringin_progressUSD 8 (millions)MD&A
f5-10q / Qwen3.6-27B-Q8_0		Restructuring costs of $8.1 million recorded in Cost of revenues for the nine months ended March 31, 2013. Employee count not disclosed.
2012-12-31restructuringin_progressUSD 4 (millions)MD&A
f5-10q / Qwen3.6-27B-Q8_0		Penson Transition Costs incurred in Q2 2013 related to termination of Penson outsourcing contract and transfer of Ridge entity to Apex.
2012-12-31restructuringin_progressUSD 4 (millions)MD&A
f5-10q / Qwen3.6-27B-Q8_0		Penson Transition Costs incurred in H1 2013 related to termination of Penson outsourcing contract and transfer of Ridge entity to Apex.
2012-06-30acquisition_additioncompleted2011-09Securities Processing SolutionsUSD 72 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Purchase price $72.4 million net of cash acquired; headcount added not disclosed.
2012-06-30divestiture_reductioncompleted2012-05-312012-06-05United StatesSecurities Processing Solutions (Ridge Clearing & Outsourcing Solutions)USD 8 (millions)discontinued_operations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Broker-dealer subsidiary Ridge transferred to Apex Holdings and renamed Apex Clearing; $8.2 million of shutdown costs (severance, legal, other) recorded in FY2012. Headcount not disclosed.
2012-06-30restructuringcompletedCorporate / Other segmentUSD 7 (millions)MD&A
f5-10k / MiMo-V2.6-Flash-fp8-HTML		FY2012 restructuring charges of $6.7 million; employees affected and timing not disclosed. No dedicated restructuring footnote in this filing.
2012-06-30restructuringcompleted2012-06-052012-06-05United StatesSecurities Processing SolutionsUSD 8 (millions)MD&A
f5-10k / Qwen3.6-27B-NVFP4-MTP-HTML		Costs of $8.2 million including severance, legal and other costs associated with the Penson transaction consummated on June 5, 2012 including the transfer of the Ridge entity to Apex Holdings.
2012-06-30restructuringcompleted2012-06-052012-06-05United StatesOther / CorporateUSD 7 (millions)MD&A
f5-10k / Qwen3.6-27B-Q8_0		Restructuring charges of $6.7 million included in total expenses. Specific employee count not disclosed.
2012-06-30restructuringcompleted2012-06-052012-06-05United StatesOther / CorporateUSD 8 (millions)MD&A
f5-10k / Qwen3.6-27B-Q8_0		Penson Shutdown costs of $8.2 million including severance, legal and other costs associated with the Penson transaction consummated on June 5, 2012.
2011-06-30acquisition_additioncompleted2010-08United StatesInvestor Communication SolutionsUSD 78 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Purchase price $77.6 million net of cash acquired; headcount added not disclosed.
2011-06-30acquisition_additioncompleted2010-12United StatesInvestor Communication SolutionsUSD 18 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Purchase price $18.3 million net of cash acquired; headcount added not disclosed.
2011-06-30acquisition_additioncompleted2011-01United StatesInvestor Communication SolutionsUSD 198 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Purchase price $197.6 million net of cash acquired, funded in part by revolver borrowings; headcount added not disclosed.
2011-06-30divestiture_reductioncompleted2011-06-30United StatesRidge Clearing & Outsourcing Solutions (securities clearing)discontinued_operations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Remaining Ridge clearing clients not acquired by Penson de-converted off the Ridge platform during FY2011; associated headcount not disclosed. The underlying client-contract sale to PFSI closed 2010-06-25 (FY2010).
2011-06-30acquisition_additioncompleted2010-08-01Investor Communication SolutionsUSD 78 (millions)Item 1. Business
f5-10k / Qwen3.6-27B-NVFP4-MTP-HTML		Acquired NewRiver, Inc. in August 2010 for $77.6 million net of cash. Employee count not disclosed.
2011-06-30acquisition_additioncompleted2010-12-01Investor Communication SolutionsUSD 18 (millions)Item 1. Business
f5-10k / Qwen3.6-27B-NVFP4-MTP-HTML		Acquired Forefield, Inc. in December 2010 for $18.3 million net of cash. Employee count not disclosed.
2011-06-30acquisition_additioncompleted2011-01-01Investor Communication SolutionsUSD 198 (millions)Item 1. Business
f5-10k / Qwen3.6-27B-NVFP4-MTP-HTML		Acquired Matrix Financial Solutions, Inc. in January 2011 for $197.6 million net of cash. Employee count not disclosed.
2011-06-30divestiture_reductioncompleted2010-06-25Securities Processing SolutionsUSD 35 (millions)Item 1. Business
f5-10k / Qwen3.6-27B-NVFP4-MTP-HTML		Completed sale of contracts of substantially all securities clearing clients of Ridge to PFSI in June 2010 for $35.2 million. Ridge no longer performs securities clearing services for correspondent broker-dealers. Employee count not disclosed.
2011-03-31acquisition_additioncompleted2010-08United StatesInvestor Communication Solutionsbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Purchase price $77.4 million net of cash acquired; no headcount disclosed for acquired workforce.
2011-03-31acquisition_additioncompleted2010-12United StatesInvestor Communication Solutionsbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Purchase price $18.3 million net of cash acquired; no headcount disclosed for acquired workforce.
2011-03-31acquisition_additioncompleted2011-01United StatesInvestor Communication Solutionsbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Purchase price $197.4 million net of cash acquired; no headcount disclosed for acquired workforce.
2010-12-31acquisition_additioncompleted2010-08-31United StatesInvestor Communication SolutionsUSD 77 (millions)business_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Acquired NewRiver, Inc. in August 2010 for $77.4 million net of cash; purchase price allocated to goodwill and intangibles. No headcount of acquired employees disclosed.
2010-12-31acquisition_additioncompleted2010-12-31United StatesInvestor Communication SolutionsUSD 18 (millions)business_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Acquired Forefield, Inc. in December 2010 for $18.3 million net of cash. No headcount of acquired employees disclosed.
2010-12-31acquisition_additionannounced2010-11-232011-01-07United StatesInvestor Communication SolutionsUSD 201 (millions)subsequent_events
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Stock purchase agreement signed 2010-11-23 to acquire Matrix Financial Solutions, Inc.; acquisition completed 2011-01-07 for $201.0 million cash plus net working capital, financed with $200.0 million drawn on the revolving credit facility. No headcount of acquired employees disclosed.
2010-09-30acquisition_additioncompletedUnited StatesInvestor Communication Solutionsbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Acquired NewRiver, Inc. in August 2010 for $77.4M net of cash; no employee count disclosed.
2010-09-30divestiture_reductionin_progress2010-06-252011-06-30United StatesSecurities clearing business (Ridge Clearing & Outsourcing Solutions)other
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Sale of substantially all Ridge securities clearing client contracts completed 2010-06-25; wind-down expected in fiscal 2011. No employee count disclosed.
2010-06-30acquisition_additioncompletedUnited StatesInvestor Communication SolutionsItem_1_Business
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Acquisition of StockTrans, Inc., a registrar/stock transfer and record-keeping provider, entered during fiscal year 2010; headcount added not disclosed.
2010-06-30acquisition_additioncompletedSecurities Processing SolutionsUSD 38 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		One business acquired in fiscal year 2010 for $37.7 million ($20.9 million goodwill); purchase price shown, headcount added not disclosed.
2010-06-30divestiture_reductioncompleted2009-11-022010-06-25United StatesSecurities clearing business (Ridge Clearing & Outsourcing Solutions, Inc.)USD 35 (millions)discontinued_operations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Sale of substantially all Ridge securities clearing client contracts to Penson Financial Services completed June 25, 2010 for $35.2 million ($20.6 million subordinated note plus 2,455,627 PWI shares); clearing business wind-down expected to complete in fiscal year 2011. Headcount removed not disclosed.
2010-03-31divestiture_reductionin_progress2009-11-022010-06-30United StatesClearing and Outsourcing Solutions (securities clearing business)restructuring_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Asset purchase agreement to sell substantially all securities clearing client contracts to Penson Financial Services; no employee counts disclosed. A $23.8M net impairment of discontinued-operation assets was recorded in the nine months ended 2010-03-31, driven partly by a large customer not converting.
2009-12-31divestiture_reductionin_progress2009-11-02United StatesClearing and Outsourcing Solutions (securities clearing business)other
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Asset purchase agreement with Penson to sell substantially all securities clearing client contracts; no employee count or severance disclosed. Closing anticipated in second half of fiscal 2010, subject to regulatory approvals.
2009-12-31acquisition_additioncompletedInvestor Communication Solutionsbusiness_combinations_footnote
f5-10q / MiMo-V2.6-Flash-fp8-HTML		November 2009 asset acquisition ($9.4 million) tied to a seven-year Morgan Stanley Smith Barney customer communications contract; no headcount transferred or added is disclosed.
2009-09-30divestiture_reductionannounced2009-11-02United StatesClearing and Outsourcing Solutions (Ridge Clearing)subsequent_events
f5-10q / MiMo-V2.6-Flash-fp8-HTML		Post-quarter asset purchase agreement to sell contracts with substantially all Ridge Clearing securities clearing clients to Penson Financial Services for $60–70 million; expected to close within six months. No employee count, severance charge, or workforce impact disclosed in the filing.
2009-06-30acquisition_additioncompletedInvestor Communication SolutionsUSD 45 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		FY2009 acquisition purchase price; no headcount added disclosed. Consideration, not a workforce charge.
2009-06-30acquisition_additioncompletedSecurities Processing SolutionsUSD 14 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		FY2009 acquisition purchase price with up to $10.9M contingent consideration on FY2010 revenue targets; no headcount added disclosed.
2008-06-30acquisition_additioncompletedSecurities Processing SolutionsUSD 6 (millions)business_combinations_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Acquisition completed during fiscal 2008; purchase price produced approximately $3.6 million of goodwill and $2.5 million of acquired technology. Headcount added not disclosed; acquisition described as not material.
2008-06-30restructuringin_progressUnited StatesClearing and Outsourcing Solutionsrestructuring_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Restructuring plan originating from the November 2004 Ridge Clearing acquisition (severance, facilities, other). Fiscal 2008 activity comprised a $1.5 million estimate change and $3.6 million utilization; no additional charges or employees-affected counts disclosed for fiscal 2008. Severance balance reached zero at June 30, 2008; $8.2 million facilities balance remains.
2008-06-30acquisition_additioncompletedSecurities Processing SolutionsUSD 14 (millions)subsequent_events
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Post-fiscal-year-end acquisition (July 18, 2008) with contingent consideration of up to $13.0 million payable over two years subject to revenue targets. Headcount added not disclosed; described as not material.
2007-06-30restructuringin_progressUnited StatesClearing and Outsourcing SolutionsUSD 7 (millions)restructuring_footnote
f5-10k / MiMo-V2.6-Flash-fp8-HTML		Restructuring reserve (severance, facilities, other) carried over from the fiscal 2005 acquisition-related restructuring plan; fiscal 2007 additional charges of $6.5M (facilities $6.1M, severance $0.4M) with $3.2M utilization; $13.3M reserve balance remains at June 30, 2007. No employee count disclosed; no separate restructuring footnote exists in this filing.